Finding 1205742 (2024-005)

Material Weakness Repeat Finding
Requirement
ABHN
Questioned Costs
-
Year
2024
Accepted
2026-04-01
Audit: 397466
Organization: Excelsior Springs Hospital (MO)
Auditor: WIPFLI LLP

AI Summary

  • Core Issue: The Hospital submitted its financial statements late due to personnel changes and delays in financial reporting.
  • Impacted Requirements: This late submission violates Title 2 of the Code of Federal Regulations Section 200.512, which mandates timely reporting to the Federal Audit Clearinghouse.
  • Recommended Follow-Up: The Hospital should improve internal controls and start the audit process earlier to ensure compliance with reporting deadlines.

Finding Text

2024.005 Late Submission of Data Collection Form (Form SF-SAC) Condition: The Hospital’s audited financial statements and Uniform Guidance Audit report for the fiscal year ended September 30, 2024, were not submitted to the Federal Audit Clearinghouse by the required deadline of June 30, 2025. The report was filed in 2026, resulting in a late submission. This late submission was primarily caused by a change in personnel as the Hospital’s Chief Financial Officer position turned over in the prior year, as well as delays in financial reporting and other accounting practices while the Hospital focused on its electronic medical record and other information systems conversions which occurred near the end of fiscal year 2023. Criteria: Pursuant to Title 2 of the Code of Federal Regulations Section 200.512, the audit reporting package and Data Collection Form (SF-SAC) must be submitted to the Federal Audit Clearinghouse within 30 days of receipt of the auditor's report, or nine months after the end of the audit period, whichever comes first. Effect: The delays in reporting resulted in noncompliance with Title 2 of the Code of Federal Regulations Section 200.512, making the entity’s report late in the Federal Audit Clearinghouse system. Recommendation: We recommend that the Hospital enhance its internal controls and procedures to ensure that the audit process begins earlier in the future and that all necessary documentation is available to the independent auditor to meet the statutory deadlines. Corrective Action Plan: The Hospital is currently working on a plan to file all audit reports for the subsequent fiscal year ended September 30, 2025, before their required reporting due date of June 30, 2026.

Corrective Action Plan

Corrective Action Plan: The Hospital is currently working on a plan to file all audit reports for the subsequent fiscal year ended September 30, 2025, before their required reporting due date of June 30, 2026.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1205739 2024-005
    Material Weakness Repeat
  • 1205740 2024-005
    Material Weakness Repeat
  • 1205741 2024-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $1.95M
10.766 COMMUNITY FACILITIES LOANS AND GRANTS $1.83M
93.301 SMALL RURAL HOSPITAL IMPROVEMENT GRANT PROGRAM $10,933