Finding 1205703 (2025-005)

Material Weakness Repeat Finding
Requirement
CLN
Questioned Costs
-
Year
2025
Accepted
2026-04-01
Audit: 397416
Organization: Paine College (GA)

AI Summary

  • Core Issue: The institution failed to return unearned Title IV funds for one out of four students within the required 45 days after withdrawal.
  • Impacted Requirements: This finding indicates non-compliance with federal regulations under 34 CFR § 668.22, which mandates timely returns of Title IV funds.
  • Recommended Follow-up: Implement a formal tracking system for R2T4, enhance inter-departmental coordination, and conduct regular reviews of R2T4 processes.

Finding Text

Finding 2025-005 - U.S. Department of Education (ED), Student Financial Assistance Cluster - Untimely Return of Title IV Funds (R2T4) (significant deficiency): Information on the Federal Program: Federal Pell Grant Program, FAL No. 84. 063, June 30, 2025; Federal Supplemental Educational Opportunity Grant (FSEOG), FAL No. 84.007, June 30, 2025; Federal Work-Study Program (FWS), FAL No. 84.033, June 30, 2025; Federal Direct Student Loans, FAL No. 84.268, June 30, 2025. Criteria – Per 34 CFR § 668.22 (j), (1) institutions must return the amount of Title IV funds for which they are responsible as soon as possible, but no later than 45 days after the date the institution determines that a student has withdrawn. Condition – During our review of the Return of Title IV Funds (R2T4) calculations, we identified one (1) out of four (4) students for whom the institution did not return unearned Title IV funds within the 45-day requirement. Cause – The institution did not consistently apply the R2T4 requirements under 34 CFR §668.22 for all students who withdrew during the review period, resulting in funds not being returned timely. Effect – The institution was not in compliance with federal R2T4 return requirements. Untimely returns reflect weaknesses in internal controls over Title IV administration and may adversely affect administrative capability under 34 CFR § 668.16. Questioned Costs – $0 Perspective – Returning unearned Title IV funds within 45 days is a core compliance requirement. Institutions must demonstrate the ability to promptly identify withdrawals, accurately calculate R2T4 amounts, and process returns to maintain Title IV eligibility. Repeat Finding – No Auditor’s Recommendation – The institution should implement a formal R2T4 tracking and monitoring system, strengthen coordination between departments and perform periodic supervisory reviews of R2T4 calculations and returns. View of Responsible Officials – Do not concur. All returns to Title IV were processed within 45 days of receiving withdrawal notification from the Registrar’s Office.

Corrective Action Plan

Uniform Guidance Financial and Compliance Audit-June 30, 2025, Ending Fiscal Year Paine College has developed a structured corrective action plan to address findings (2025- 001, 2025-002, 2025-003, 2025-004, and 2025-005) identified in the Uniform Guidance Financial and Compliance Audit. The institution is prioritizing the strengthening of internal controls, the improvement of financial oversight, and the enhancement of compliance monitoring to ensure responsible stewardship offederal funds and long-term institutional stability. The corrective action outlines each audit finding and the steps the College is taking to resolve the identified concerns. Corrective Action 2025-005: Administrative and Fiscal Affairs 1235 Fifteenth Street, Augusta, GA 30901 Implement the Return to Title IV monitoring system, weekly credit balance tracking, counseling verification procedures, and strengthen coordination between Financial Aid, Registrar, and Business Office Target resolution: Spring-Summer 2026

Categories

Student Financial Aid Subrecipient Monitoring Eligibility Reporting Significant Deficiency

Other Findings in this Audit

  • 1205698 2025-003
    Material Weakness Repeat
  • 1205699 2025-003
    Material Weakness Repeat
  • 1205700 2025-005
    Material Weakness Repeat
  • 1205701 2025-005
    Material Weakness Repeat
  • 1205702 2025-005
    Material Weakness Repeat
  • 1205704 2025-006
    Material Weakness Repeat
  • 1205705 2025-006
    Material Weakness Repeat
  • 1205706 2025-006
    Material Weakness Repeat
  • 1205707 2025-006
    Material Weakness Repeat
  • 1205708 2025-007
    Material Weakness Repeat
  • 1205709 2025-007
    Material Weakness Repeat
  • 1205710 2025-007
    Material Weakness Repeat
  • 1205711 2025-007
    Material Weakness Repeat
  • 1205712 2025-002
    Material Weakness Repeat
  • 1205713 2025-004
    Material Weakness Repeat
  • 1205714 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $2.44M
84.063 FEDERAL PELL GRANT PROGRAM $1.86M
84.047 TRIO_UPWARD BOUND $429,258
84.042 TRIO_STUDENT SUPPORT SERVICES $420,418
84.031 HIGHER EDUCATION INSTITUTIONAL AID $412,232
15.932 PRESERVATION OF HISTORIC STRUCTURES ON THE CAMPUSES OF HISTORICALLY BLACK COLLEGES AND UNIVERSITIES (HBCUS). $317,823
84.033 FEDERAL WORK-STUDY PROGRAM $293,686
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $236,590
84.120 MINORITY SCIENCE AND ENGINEERING IMPROVEMENT $43,531
16.525 GRANTS TO REDUCE DOMESTIC VIOLENCE, DATING VIOLENCE, SEXUAL ASSAULT, AND STALKING ON CAMPUS $26,075
47.076 EDUCATION AND HUMAN RESOURCES $10,003