Finding 1205543 (2025-102)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-31

AI Summary

  • Core Issue: Title IV funds were returned late for two students, violating the 45-day requirement.
  • Impacted Requirements: Compliance with 2 CFR section 200.303 and timely return of funds to avoid penalties.
  • Recommended Follow-Up: Implement a software solution to automate tracking of fund returns based on withdrawal dates.

Finding Text

2025-102 Return of Title IV Funds Not Made Within the Required Timeline Assistance Listing Number: 84.063 Program Title: Federal Pell Grant Program Compliance Requirement: Special Tests and Provisions – Return of Title IV Funds Federal Agency: United States Department of Education FAIN and year: P063P203385, 2024-2025 Finding Type: Significant Deficiency in Internal Control Known Questioned Costs: $0 Criteria: 2 CFR section 200.303 requires that nonfederal entities receiving federal awards establish and maintain internal control over the federal awards that provides reasonable assurance that the nonfederal entity is managing the federal awards in compliance with federal statutes, regulations, and the terms and conditions of the federal awards. Awards. Institutions are responsible for returning funds to students and Title IV programs as appropriate if students withdraw, drop out or are expelled from their program of study within a 45-day period from the date of withdrawal. Condition: Title IV funds for two of the nine students selected for testing for the return of Title IV funds were returned to the Department of Education after the 45-day time period. Cause: Human error resulted in delays in returning funds to the Department of Education. The controls in place are manual only and did not operate to prevent the late returns. Effect: Noncompliance with the return of funds could result in future loss of Pell Award funding. Recommendation: The School should implement a process possibly with the use of a software program that would identify when funds are due back based on the student’s withdrawal date. Management Response: See attached Corrective Action Plan.

Corrective Action Plan

Finding Number: 2025-102 The deficiencies resulted from the absence of a comprehensive, system-based control structure capable of: ● Generating automated alerts to ensure compliance with federal return-of-funds deadlines To ensure compliance with 34 CFR § 668.22(j): ● The institution will utilize system-generated alerts to track all R2T4 deadlines ● Staff will follow standardized procedures aligned with federal timelines ● Supervisory review will be required prior to final processing of all returns Anticipated Completion Date: 8/31/2026 Responsible Contact Person: Angela Reese

Categories

Student Financial Aid Special Tests & Provisions Significant Deficiency

Other Findings in this Audit

  • 1205542 2025-101
    Material Weakness Repeat
  • 1205544 2025-103
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $9.30M
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $9.15M
84.027 SPECIAL EDUCATION GRANTS TO STATES $7.31M
84.425U COVID-19 EDUCATION STABILIZATION FUND $6.50M
10.553 SCHOOL BREAKFAST PROGRAM $2.40M
84.184 SCHOOL SAFELY NATIONAL ACTIVITIES $2.21M
84.063 FEDERAL PELL GRANT PROGRAM $1.55M
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $1.31M
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $1.11M
97.039 HAZARD MITIGATION GRANT $764,190
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $664,503
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $546,356
10.558 CHILD AND ADULT CARE FOOD PROGRAM $521,854
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $403,764
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $317,675
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $288,099
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $233,770
84.041 IMPACT AID $221,350
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $183,751
12.U01 AIR FORCE JUNIOR RESERVE OFFICERS TRAINING CORPS $146,713
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $137,500
84.196 EDUCATION FOR HOMELESS CHILDREN AND YOUTH $120,416
84.425W COVID-19 EDUCATION STABILIZATION FUND $114,697
12.U03 MARINE CORPS JUNIOR RESERVICE OFFICERS TRAIN $73,653
12.U02 ARMY JUNIOR RESERVE OFFICERS TRAINING CORPS $65,984
12.U04 NAVY JUNIOR RESERVE OFFICERS TRAINING CORPS $52,387
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $35,454