Finding 1205539 (2025-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-03-31

AI Summary

  • Core Issue: NBHP did not verify if a vendor was suspended or disbarred before procurement.
  • Impacted Requirements: This violates 2 CFR 200 and 2 CFR Part 180, which require documented procurement procedures and verification of vendor eligibility.
  • Recommended Follow-Up: Update the procurement policy to include mandatory checks for suspension or disbarment status of vendors.

Finding Text

Finding #2025-002 – Significant Deficiency and Other Noncompliance. U. S. Department of Treasury, Passed through Harris County Public Health, COVID-19 Coronavirus State and Local Fiscal Recovery Funds, Assistance Listing #: 21.027, Contract #: 220163, Contract period: 08/23/22 – 03/13/25. Criteria: Procurement – In accordance with 2 CFR 200 Uniform Administrative Requirements, Costs Principles, and Audit Requirement for Federal Awards (the Uniform Guidance) recipients of federal funds must maintain and use documented procedures for procurements. 2 CFR Part 180 restricts making federal awards, subawards, and contracts with parties that are disbarred, suspended or otherwise excluded from receiving or participating in federal awards. Condition and context: In testing 1 out of 6 vendors subject to procurement, NBHP had not verified and documented that the Houston Health Department was not suspended or disbarred. Cause: NBHP’s procurement policy does not require verification of lack of suspension or disbarment for recipients of subawards or contracts. Effect: Failure to verify suspension and disbarment status could result in unallowable costs if a contract is entered into with a suspended or disbarred person or organization. Recommendation: Amend the procurement policy to require verification that person or organization is not suspended or disbarred. Views of responsible officials and planned corrective actions: Management agrees with finding. See corrective action plan.

Corrective Action Plan

Finding #2025-002 – Significant Deficiency and Other Noncompliance. Applicable federal program: U. S. Department of Treasury, COVID-19 Coronavirus State and Local Fiscal Recovery Funds, Assistance Listing #: 21.027, Contract #: 220163. Condition and context: In testing 1 out of 6 vendors subject to procurement, NBHP had not verified and documented that the Houston Health Department was not suspended or disbarred. Recommendation: Amend the procurement policy to require verification that person or organization is not suspended or disbarred. Planned corrective action: NBHP will modify its procurement policy to include verification that persons or organizations are not suspended or disbarred. Responsible officer: Lisa Albert, Executive Director. Estimated completion date: April 30, 2026.

Categories

Procurement, Suspension & Debarment Allowable Costs / Cost Principles Subrecipient Monitoring Significant Deficiency

Other Findings in this Audit

  • 1205540 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $966,720