Finding 1205502 (2025-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-31
Audit: 397187
Auditor: REDW LLC

AI Summary

  • Core Issue: One out of four reports had an incorrect balance due to lack of review procedures.
  • Impacted Requirements: USDA mandates accurate semiannual reporting, which was not met.
  • Recommended Follow-Up: Develop and implement policies to ensure accurate review and approval of reported amounts.

Finding Text

Funding agency: U.S. Department of Agriculture Rural Development. Title: Intermediary Relending Program. CFDA number: 10.767. Award year and number: 2024 - 62G950040-19-00. Criteria: In accordance with the USDA, accurate information must be reported semiannually. Condition: For one (1) out of four (4) reports sampled, there was an incorrect balance reported. Questioned Costs: None. Cause: Policies and procedures were not in place to ensure the balances uploaded to USDA were reviewed for accuracy and completeness before upload. Effect: Balances were uploaded for committed cash and loan loss reserve on the USDA report. These balances should not have reported as there is no balance. Auditor’s Recommendations: We recommend the Government develop sufficient policies and procedures to review and approve the amounts before they are reported. Management’s Response: The agency has been working diligently with the USDA on a continual basis for the last year attempting to correct the portal access that the USDA closed to report accurately. We have been in constant communication with federal program managers with little to no response. In March 2025 a meeting was held with all players from state, federal, OCWCOG, and our loan servicer, CCD Business Development Corp. We established a plan to move forward and have identified steps to validate and verify information being reported prior to submission. USDA, CCD and Lending staff are working cooperatively on this effort.

Corrective Action Plan

Reporting issues with the USDA lending program have been resolved as of March 2025. Steps have been identified to validate and verify information being reported prior to submission. USDA, CCD and Lending staff are working cooperatively on this effort.

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1205500 2025-004
    Material Weakness Repeat
  • 1205501 2025-004
    Material Weakness Repeat
  • 1205503 2025-003
    Material Weakness Repeat
  • 1205504 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $756,219
20.205 HIGHWAY PLANNING AND CONSTRUCTION $515,569
66.818 BROWNFIELDS MULTIPURPOSE, ASSESSMENT, REVOLVING LOAN FUND, AND CLEANUP COOPERATIVE AGREEMENTS $285,768
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $270,219
93.778 GRANTS TO STATES FOR MEDICAID $201,481
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $200,981
94.011 AMERICORPS SENIORS FOSTER GRANDPARENT PROGRAM (FGP) 94.011 $139,970
94.002 AMERICORPS SENIORS RETIRED AND SENIOR VOLUNTEER PROGRAM (RSVP) 94.002 $135,157
94.016 AMERICORPS SENIORS SENIOR COMPANION PROGRAM (SCP) 94.016 $113,334
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $89,944
10.767 INTERMEDIARY RELENDING PROGRAM $86,300
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $67,936
93.043 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART D, DISEASE PREVENTION AND HEALTH PROMOTION SERVICES $31,643
93.052 NATIONAL FAMILY CAREGIVER SUPPORT, TITLE III, PART E $29,347
93.324 STATE HEALTH INSURANCE ASSISTANCE PROGRAM $23,959
93.048 SPECIAL PROGRAMS FOR THE AGING, TITLE IV, AND TITLE II, DISCRETIONARY PROJECTS $19,500
93.071 MEDICARE ENROLLMENT ASSISTANCE PROGRAM $13,050
93.041 SPECIAL PROGRAMS FOR THE AGING, TITLE VII, CHAPTER 3, PROGRAMS FOR PREVENTION OF ELDER ABUSE, NEGLECT, AND EXPLOITATION $2,995