Finding 1205315 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-31

AI Summary

  • Core Issue: Expenditures for the Coronavirus State and Local Fiscal Recovery Funds were reported understated by $279,451 due to an error in the reporting period.
  • Impacted Requirements: Compliance with 2 CFR Part 200 was violated as not all eligible costs were reported for the required period.
  • Recommended Follow-Up: Implement procedures for accurate reporting, including reconciliation of internal records and a supervisory review before submission of reports.

Finding Text

Federal Agency: U.S. Department of Treasury Federal Program Name: Coronavirus State and Local Fiscal Recovery Funds Assistance Listing Number: 21.027 Federal Award Identification Number and Year: N/A Pass-Through Agency: N/A - Direct Pass-Through Number: N/A - Direct Award Period: March 3, 2021 – December 31, 2026 Type of Finding: Significant Deficiency in Internal Control over Compliance Other Matters Criteria or specific requirement: The Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (2 CFR Part 200) require non-federal entities to accurately and completely report federal expenditures for the entire applicable reporting period. Expenditure reports must include all eligible costs incurred during the period of performance and since the end of the prior reporting period. Condition: Current period expenditures reported for the Coronavirus State and Local Fiscal Recovery Funds program were understated by $279,451 on the March 31, 2025, Project and Expenditure report which should report expenditures from April 1, 2024 through March 31, 2025. Questioned costs: None. Context: The March 31, 2025 Project and Expenditure Report only included current period expenditures for the period July 1, 2024 through March 31, 2025; expenditures, totaling $279,451, incurred between April 1, 2024 through June 30, 2024 were erroneously excluded. Cause: The understatement occurred due to an error in determining the appropriate reporting period. Management did not ensure that expenditures incurred between April 1, 2024 and June 30, 2024 were included in the current period Project and Expenditure report. Effect: Current period expenditures reported were understated by $279,451, resulting in inaccurate reporting and noncompliance with federal reporting requirements. Repeat Finding: No. Recommendation: We recommend management implement procedures to ensure all eligible costs are reported in the current period expenditures section of the Project and Expenditure report. This may include maintaining a reconciliation between internal accounting records and amounts reported on the Project and Expenditure report and performing a supervisory review of the document prior to submission. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

The town notified the U.S. Treasury Department of the error in reporting on 01/20/26, requesting to update the FY25 Project & Expenditure Report. The U.S. Treasury Department stated “Prior submitted reports are not eligible to be reopened for revisions since the reporting deadline has passed. The SLFRF Project and Expenditure Reports are cumulative reports and any adjustments needed can be made in the current reporting period if it is still open or next open reporting period.” In addition, the town has implemented quarterly reconciliation procedures to ensure all eligible expenditures for the project reporting period are reported correctly. These procedures include a secondary review of all expenditures, reporting parameters and requirements.

Categories

Reporting Allowable Costs / Cost Principles Period of Performance Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1205316 2025-002
    Material Weakness Repeat
  • 1205317 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $3.35M
93.276 DRUG-FREE COMMUNITIES SUPPORT PROGRAM GRANTS $190,020
84.425 EDUCATION STABILIZATION FUND $136,417
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $114,629
10.555 NATIONAL SCHOOL LUNCH PROGRAM $105,761
10.553 SCHOOL BREAKFAST PROGRAM $53,642
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $47,700
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $20,704
84.027 SPECIAL EDUCATION GRANTS TO STATES $8,392
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $7,750
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $5,100