Finding 1205215 (2025-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-31
Audit: 396879
Organization: McKendree University (IL)

AI Summary

  • Core Issue: The University failed to return Title IV funds on time for students who withdrew or never attended, violating federal regulations.
  • Impacted Requirements: Timely returns of funds must be completed within 45 days of withdrawal or 30 days for non-attendance, as per federal guidelines.
  • Recommended Follow-Up: The University should enhance its monitoring controls for Title IV fund returns to ensure compliance and timely processing.

Finding Text

Information on the Federal Program - Student Financial Assistance Cluster, Assistance Listing Number 84.268 Federal Direct Student Loans, U.S. Department of Education Program Year 2024-2025 Criteria or Specific Requirement - Special Tests and Provisions – Return of Title IV Funds (34 CFR 668.22(a)(1) through (a)(5)) Condition - Federal regulations provide that the University is responsible for returning funds to ED and student accounts within 45 days of the University becoming aware the student has withdrawn, or within 30 days for students that never began attendance. The University’s internal control system did not prevent certain late disbursements of return of funds. Cause - The University’s processes did not ensure return of Title IV funds were completed accurately and timely. Effect - The University may not be able to timely detect when returns of funds are required for students who have withdrawn or never began attendance. This could result in late disbursements or the incorrect calculation of return of funds. Questioned Costs - $2,690 Assistance Listing Number 84.268 Federal Direct Student Loans (This was calculated based on recalculation of refund compared to actual paid) Context - Out of a population of 81 student refunds with total federal aid received of $758,496, a sample of 11 student returns with total federal aid received of $113,221 was selected for testing. One of the selections was over-refunded to the student for Direct Student Loans by $2,673, and one selection was under-refunded to the student for Direct Student Loans by $17. Our sample was not, and was not intended to be, statistically valid. Identification as a Repeat Finding - Not applicable. Recommendation - We recommend the University evaluate controls around monitoring return of Title IV funds to determine changes, either on the electronic processes or review processes that should be made to properly capture return of Title IV funds on a timely basis. Views of Responsible Officials and Planned Corrective Action - Management concurs with the finding and recommendation. See further information on the corrective action plan provided by management.

Corrective Action Plan

Student Financial Assistance Cluster Federal Direct Loans - Assistance Listing No. 84.268 Recommendation: We recommend the University evaluate controls around monitoring return of Title IV funds to determine changes, either on the electronic processes or review processes that should be made to properly capture return of Title IV funds on a timely basis. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Planned corrective action: Currently, the return of Title IV calculations are done manually and a second person within Financial Aid reviews the calculation. The University is working on a training engagement for the Financial Aid office which will explore the ability to perform the return of Title IV calculations within the ERP system. A second person would continue to review the calculation. Name(s) of the contact person(s) responsible for corrective action: Patrick Michael, Director of Financial Aid If the United States Department of Education has questions regarding this plan, please call Shari Keffer, Vice President for Administration & Finance at 618-537-6838.

Categories

Special Tests & Provisions Student Financial Aid Subrecipient Monitoring Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1205213 2025-001
    Material Weakness Repeat
  • 1205214 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $11.61M
84.063 FEDERAL PELL GRANT PROGRAM $4.25M
84.116 FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION $512,325
84.033 FEDERAL WORK-STUDY PROGRAM $151,751
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $101,310
84.379 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) $63,492