Finding 1205204 (2025-002)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2025
Accepted
2026-03-31

AI Summary

  • Core Issue: SNMCAC exceeded the 15% cap on administrative costs for the Head Start program by approximately 4%.
  • Impacted Requirements: Compliance with federal guidelines on allowable development and administrative costs is not being met.
  • Recommended Follow-Up: SNMCAC should implement internal controls, review all administrative costs, and maintain documentation to ensure adherence to the 15% limit.

Finding Text

2025-002 — Activities Allowed Federal program information: Funding Agency: U.S. Department of Health and Human Services Title: Head Start Assistance Listing Number : 93.600 Award Year: July 1, 2024 – July 31, 2025 Criteria: Funds may be used for development and administrative costs, subject to the limitation that no financial assistance shall be extended in any case in which the costs of developing and administering a program exceed 15 percent of the total costs, including the required nonfederal contributions to such costs. The term “development and administrative costs” means costs incurred in accordance with an approved Head Start budget that do not directly relate to the provision of program component services. Condition: Total administrative cost allocations and administrative salaries charged to the Head Start program totaled $1,526,131, which exceeded the 15% cap by approximately 4%. Context: Based on review of administrative costs and total costs charged to the program. Questioned Costs: None. Cause: Internal controls have not been implemented to ensure that SNMCAC is properly charging administrative costs to the program. Effect: SNMCAC is not in compliance with allowable activity requirements for the Head Start program. Auditor’s Recommendations: SNMCAC should review development and administrative costs charged to the program and develop internal controls to ensure they are meeting the 15% cap. All administrative costs charged should be reviewed and a determination should be made as to whether they fall under the definition of administrative costs. Documentation should be maintained evidencing program compliance. Management’s Response: SNMCAC acknowledges the finding related to administrative cost limitations under the Head Start program and accepts responsibility for ensuring compliance with the 15% administrative cost cap. During the grant period, SNMCAC followed guidance and direction provided by the Office of Head Start regarding the classification and allocation of certain program costs. This resulted in the inclusion of costs within administrative categories that contributed to exceeding the 15% threshold. While SNMCAC acted in accordance with guidance received from the granting agency, management recognizes that ultimate responsibility for compliance with federal cost limitations rests with the organization.

Corrective Action Plan

Corrective Action: SNMCAC will monitor administrative cost percentages against grant thresholds to ensure compliance. Person Responsible: Tracey Young, Fiscal Director Completion Date: March 31, 2026

Categories

Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1205203 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.600 HEAD START $7.80M
10.558 CHILD AND ADULT CARE FOOD PROGRAM $591,282
93.569 COMMUNITY SERVICES BLOCK GRANT $521,186
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $174,205
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $80,320
93.044 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART B, GRANTS FOR SUPPORTIVE SERVICES AND SENIOR CENTERS $56,618
94.011 AMERICORPS SENIORS FOSTER GRANDPARENT PROGRAM (FGP) 94.011 $49,519
97.008 NON-PROFIT SECURITY PROGRAM $27,381
94.016 AMERICORPS SENIORS SENIOR COMPANION PROGRAM (SCP) 94.016 $23,645