Finding 1205110 (2025-003)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2025
Accepted
2026-03-31
Audit: 396784

AI Summary

  • Core Issue: The Corporation failed to disburse all drawn funds within three business days, leading to excess cash beyond the allowable period.
  • Impacted Requirements: Institutions must return excess cash over one percent of the total drawn funds within seven days; failure to do so results in questioned costs.
  • Recommended Follow-Up: The Corporation should prioritize timely fund disbursement to avoid future violations and ensure compliance with federal guidelines.

Finding Text

Finding 2025-003: Cash Management Federal Program - Student Financial Aid Cluster, Federal Direct Student Loans Federal Agency - U.S. Department of Education Assistance Listing Number - 84.268 Federal Award Year - June 30, 2025 Criteria: For institutions on the Advance Payment Method, any amount of Title IV funds not disbursed to recipients by the end of the third business day is considered excess cash. ED allows an institution to retain, for up to seven days, excess cash that does not exceed one percent of the total amount of funds drawn by the institution in the prior award year. The institution must return to ED any excess cash over the tolerable amount (one percent) and any amount remaining after the tolerable period (seven days). Condition: The Corporation did not disburse all funds that were drawn down within three business days of the initial draw down. The Corporation disbursed the funds over 30 days and did not return the excess funds for 1 drawdown in our sample of 5 drawdowns. The sample was not a statistically valid sample. Questioned Costs: There are $99,711 in known questioned costs associated with this finding. Cause: The Corporation drew down funds in December 2024 in anticipation of the Corporation being unable to draw funds in January 2025 due to the government shutdown. Effect: The Corporation was in possession of the funds for longer than three business days and therefore was in possession of excess cash longer than the allowable period. Recommendations: The Corporation should increase emphasis on timely disbursement of funds that are drawn down. Views of Responsible Officials: Management acknowledges and concurs with the finding. Management believes that the occurrence was a one-time event due to the anticipated government shutdown. They have no plans to draw down funds without planned disbursements within three business days in the future.

Corrective Action Plan

Finding 2025-003- Cash Management: Untimely Disbursement of Direct Loan Funds Condition: Direct Loan funds drawn down in December 2024 were not disbursed within the required 3-day timeframe. Corrective Action Plan: The College will improve compliance with federal cash management requirements using Colleague by: • Establishing written procedures requiring same-day or next-day disbursement processing after funds are received. • Performing a monthly reconciliation between drawdowns and student account postings. • Providing training on cash management requirements established by the U.S. Department of Education. Responsible Party: Director of Student Accounts Anticipated Completion Date: June 30, 2026

Categories

Cash Management

Other Findings in this Audit

  • 1205111 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $13.17M
84.063 FEDERAL PELL GRANT PROGRAM $2.53M
84.031 HIGHER EDUCATION INSTITUTIONAL AID $706,067
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $381,029
84.042 TRIO STUDENT SUPPORT SERVICES $305,502
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $221,296
84.033 FEDERAL WORK-STUDY PROGRAM $193,027
47.041 ENGINEERING $81,276
93.788 OPIOID STR $66,430
59.037 SMALL BUSINESS DEVELOPMENT CENTERS $43,436
93.866 AGING RESEARCH $34,602
47.041 TECHNOLOGY, INNOVATION, AND PARTNERSHIPS $24,861
23.001 APPALACHIAN REGIONAL DEVELOPMENT (SEE INDIVIDUAL APPALACHIAN PROGRAMS) $5,514
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $2,177