Finding 1203030 (2025-001)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2025
Accepted
2026-03-30
Audit: 396281
Organization: Connors State College (OK)

AI Summary

  • Core Issue: The College lacks proper documentation for Time and Effort reporting, impacting compliance with federal regulations.
  • Impacted Requirements: Noncompliance with 2 CFR 200.430(g)(1)(vi) and 2 CFR 200.303 regarding accurate tracking of employee work on federal awards.
  • Recommended Follow-up: Review and update policies to ensure all personnel on federal grants maintain documented Time and Effort reports.

Finding Text

Federal Agency: US Department of Education Federal Program Name: Higher Education Institutional Aid Assistance Listing Number: 84.031X Federal Award Identification Number and Year: P031X230004 - 2025, P031X200017 - 2025 Award Period: July 1, 2024 to June 30, 2025 Type of Finding:  Compliance, Other Matter  Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: Per 2 CFR 200.430(g)(1)(vi), Charges to federal awards for salaries and wages must be based on records that accurately reflect the work performed. These records should support the distribution of the employee's salary or wages among specific activities or cost objectives if the employee works on more than one federal award; a federal award and nonfederal award; an indirect cost activity and a direct cost activity; two or more indirect activities allocated using different allocation bases; or an unallowable activity and a direct or indirect cost activity. Per 2 CFR 200.303, nonfederal entities receiving federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Condition: The College did not have proper documentation of Time and Effort reporting. Questioned costs: None. Context: During our testing of 40 payroll transactions, we identified four employees’ time and effort reports that were not documented properly to track hours worked on federal grants. Cause: The College did not have proper procedures in place to track time and effort for all personnel on federal grants. Effect: The College could potentially expend incorrect amounts to federal grants. Repeat Finding: No Recommendation: We recommend the College review policies and procedures to ensure all personnel on federal grants have documented time and effort reports as stated in federal regulations. Views of responsible officials: Management agrees with the finding and has developed a plan to correct the finding.

Corrective Action Plan

Higher Education Institutional Aid – Assistance Listing No. 84.031X Recommendation: We recommend the College review policies and procedures to ensure all personnel on federal grants have documented time and effort reports as stated in federal regulations. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Grant Project directors have been notified to have their employees track and document the hours spent in support of their grants versus time spent on college duties. Name(s) of the contact person(s) responsible for corrective action: Current Controller: Elizabeth Todd and Current Human Resources Director Nicole Mote Planned completion date for corrective action plan: 06-30-26

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1203029 2025-001
    Material Weakness Repeat
  • 1203031 2025-002
    Material Weakness Repeat
  • 1203032 2025-002
    Material Weakness Repeat
  • 1203033 2025-002
    Material Weakness Repeat
  • 1203034 2025-002
    Material Weakness Repeat
  • 1203035 2025-003
    Material Weakness Repeat
  • 1203036 2025-003
    Material Weakness Repeat
  • 1203037 2025-003
    Material Weakness Repeat
  • 1203038 2025-003
    Material Weakness Repeat
  • 1203039 2025-004
    Material Weakness Repeat
  • 1203040 2025-004
    Material Weakness Repeat
  • 1203041 2025-004
    Material Weakness Repeat
  • 1203042 2025-004
    Material Weakness Repeat
  • 1203043 2025-005
    Material Weakness Repeat
  • 1203044 2025-005
    Material Weakness Repeat
  • 1203045 2025-005
    Material Weakness Repeat
  • 1203046 2025-005
    Material Weakness Repeat
  • 1203047 2025-006
    Material Weakness Repeat
  • 1203048 2025-006
    Material Weakness Repeat
  • 1203049 2025-006
    Material Weakness Repeat
  • 1203050 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $6.54M
84.268 FEDERAL DIRECT STUDENT LOANS $3.06M
84.031 HIGHER EDUCATION INSTITUTIONAL AID $588,953
84.042 TRIO STUDENT SUPPORT SERVICES $312,852
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $175,228
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $101,093
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $82,081
84.033 FEDERAL WORK-STUDY PROGRAM $63,639
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $23,277
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $14,212