Finding 1202952 (2025-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-30

AI Summary

  • Core Issue: The College is not reporting the actual disbursement dates for Direct Loans and Pell Grants to the COD system, leading to discrepancies.
  • Impacted Requirements: Compliance with reporting criteria for student financial aid, specifically the accurate submission of disbursement records.
  • Recommended Follow-Up: Implement internal controls to ensure accurate reporting of disbursement dates to the COD system.

Finding Text

Nonmaterial Noncompliance Findings Finding 2025-003 - Student Financial Aid Cluster, CFDA# 84.063, 84.268 Compliance Requirement: Reporting Criteria: The College is required to submit Direct Loan and Pell Grant origination records and disbursement records to the COD system. The disbursement record reports the actual disbursement date and the amount of the disbursement received by the student. Condition: The College does not report the actual disbursement date the student receive the Direct Loan and/or Pell funds to the COD system. Cause: The College uses the date they reported the disbursements to the COD system as the disbursement date. The actual disbursement date the student receives the funds does not match the COD system. Context: Of the population of 40 tested, 24 of the disbursement dates in the COD system did not match student records. Repeat Finding: This is a repeat finding of 2024-004. Recommendation: The College should put in place an internal control to ensure student disbursement dates are accurately reported to the COD system. Management Response: The College concurs with this finding.

Corrective Action Plan

Finding 2025-003 Student Financial Aid Cluster, CFDA # 84.063, 84.268 Condition: The College did not report the actual disbursement date that students receive the Direct Loan and/or Pell Funds to the COD system Corrective Action Plan: Objective: To ensure the Financial Aid office reports the actual disbursement date the student receives the Direct Loan and/or Pell funds to the COD system. Corrective Actions: Management concurs with this finding. The College acknowledges that disbursement dates reported to COD reflected submission dates rather than actual student disbursement dates, resulting in inconsistencies. Corrective actions implemented as follows: 1. Definition Standardization 2. System Configuration & Process Update 1. Actual disbursement dates are captured at the transaction level 2. Data feeds into COD accurately once Financial Aid is converted to Ellucian 3. Reconciliation Controls 1. Monthly reconciliation between: 1. Student account ledger 2. COD system records 4. Quality Assurance Reviews 1. Supervisor approval required prior to COD reporting Timeline: Process corrections implemented in Fall 2025; Full compliance expected by June 30, 2026 Person(s) Responsible for Corrective Action Plan: Anahi Huerta, Director of Financial Aid, Phone: 312-922-1884

Categories

Student Financial Aid Reporting

Other Findings in this Audit

  • 1202945 2025-001
    Material Weakness Repeat
  • 1202946 2025-001
    Material Weakness Repeat
  • 1202947 2025-001
    Material Weakness Repeat
  • 1202948 2025-001
    Material Weakness Repeat
  • 1202949 2025-002
    Material Weakness Repeat
  • 1202950 2025-002
    Material Weakness Repeat
  • 1202951 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $3.29M
84.268 FEDERAL DIRECT STUDENT LOANS $1.18M
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $56,352
84.033 FEDERAL WORK-STUDY PROGRAM $25,985
64.027 Post-9/11 Veterans Educational Assistance $4,696