Finding 1201267 (2025-003)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2025
Accepted
2026-03-30

AI Summary

  • Core Issue: The Town lacks proper documentation for reimbursement requests related to the Assistance to Firefighters Grant, violating federal cash management requirements.
  • Impacted Requirements: Non-compliance with Uniform Guidance 2 CFR §200.305(b) and §200.303, which mandate adequate documentation and effective internal controls for federal awards.
  • Recommended Follow-Up: Implement formal procedures for preparing, reviewing, and retaining all federal grant reimbursement requests to ensure compliance and reduce risk.

Finding Text

Federal Agency: U.S. Department of Homeland Security Federal Program Name: Assistance to Firefighters Grant Assistance Listing Number: 97.044 Pass-Through Agency: N/A Pass-Through Number(s): N/A Award Period: July 15, 2024 to July 14, 2026 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: Uniform Guidance 2 CFR §200.305(b), non Federal entities receiving reimbursement based federal awards must maintain adequate documentation to support requests for reimbursement, demonstrating that costs were incurred and paid prior to requesting federal funds. Additionally, 2 CFR §200.303 requires the establishment and maintenance of effective internal control over federal awards to ensure compliance with federal statutes, regulations, and the terms and conditions of the award. Condition: During our testing of cash management, we noted that the Town did not maintain the request submitted to the grantor to support to evidence of review and approval. Questioned costs: None. Context: The Town did not maintain complete and accurate property records for request for reimbursement for the Assistance to Firefighters Grant (AFG). Cause: The Town has not implemented formal procedures requiring the retention for grant reimbursement requests. Effect: Without adequate documentation of the reimbursement requests, the Town is unable to demonstrate compliance with federal cash management requirements. This condition increases the risk that unsupported or ineligible costs could be reimbursed and limits the Town’s ability to substantiate expenditures during monitoring or audit review. audit. Recommendation: We recommend that the Town establish and implement written procedures requiring the preparation, review, and retention of all federal grant reimbursement requests. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Assistance to Firefighters Grant – Assistance Listing Number 97.044 Recommendation: We recommend that the Town establish and implement written procedures requiring the preparation, review, and retention of all federal grant reimbursement requests. Explanation of disagreement with audit finding: Management agrees with the finding. Action taken in response to finding: The Town agrees with this recommendation and has updated its grant policies and procedures accordingly. Written procedures are now in place requiring the preparation, review, and retention of all federal grant reimbursement requests. Going forward, the Finance Department will review all requests, and approval from the Town Manager will be required prior to submission. This is not expected to be an issue going forward. Name(s) of the contact person(s) responsible for corrective action: Marie Almodovar, Finance Director Planned completion date for corrective action plan: Fiscal Year 2026.

Categories

No categories assigned yet.

Other Findings in this Audit

  • 1201266 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
66.202 CONGRESSIONALLY MANDATED PROJECTS $785,523
97.044 ASSISTANCE TO FIREFIGHTERS GRANT $680,000
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $500,000
10.555 NATIONAL SCHOOL LUNCH PROGRAM $165,095
10.553 SCHOOL BREAKFAST PROGRAM $130,786
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $61,860
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $54,263
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $24,047
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $18,071
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $13,957
97.137 STATE AND LOCAL CYBERSECURITY GRANT PROGRAM TRIBAL CYBERSECURITY GRANT PROGRAM $12,569
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $10,346
84.027 SPECIAL EDUCATION GRANTS TO STATES $9,135
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $3,822