Finding 1201240 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-30

AI Summary

  • Core Issue: EDIC failed to report subaward information on time as required by FFATA.
  • Impacted Requirements: FFATA mandates timely reporting of subawards, and 2 CFR 200.303 requires effective internal controls for compliance.
  • Recommended Follow-Up: Implement formal procedures and tracking mechanisms for subaward reporting, along with regular supervisory reviews to ensure compliance.

Finding Text

2025-001 Reporting Federal Agency: U.S. Department of Labor Federal Program: 17.289, Community Project Funding/ Congressionally Directed Spending Condition: During our testing of Economic Development and Industrial Corporation of Boston’s (EDIC) compliance with the Federal Funding Accountability and Transparency Act (FFATA), EDIC did not report subaward information within the required timeframe. Criteria: FFATA requires that non-Federal entities report information on subawards in the FFATA system no later than the end of the month following the month in which the subaward or modification was made. In addition, 2 CFR 200.303 indicates that non-Federal entities receiving Federal awards must establish and maintain effective internal control over the Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal award in compliance with Federal statutes, regulations and the terms and conditions of the Federal award. Cause: EDIC’s internal controls were not adequately designed in order for EDIC to submit the subaward information into the SAM system in a timely manner. Specifically, there is no formalized monitoring or review process to verify that subaward data is submitted within the required deadlines. Effect: Noncompliance with compliance requirements. Context: A sample of three subawards, totaling $374,125, out of twenty subawards were reviewed. Two of the three subawards totaling $60,000 were not timely. Our sample was not a statistically valid sample. This was not a repeat finding from a prior period. Questioned Costs: None Recommendations: Management should implement and document internal controls to ensure compliance with FFATA reporting requirements, which may include establishing formal procedures for identifying reportable subawards, implementing a tracking mechanism for required reporting and performing a periodic supervisory review to ensure compliance with reporting deadlines. Management Response: Management indicated that the untimely FFATA reporting was due to staffing changes, specifically the onboarding of newly hired personnel who were not yet fully familiar with FFATA reporting requirements. Management stated that additional training and oversight will be implemented to ensure timely reporting going forward.

Corrective Action Plan

2025-001 Reporting 17.289, Community Project Funding/ Congressionally Directed Spending Responsible Official Devon Wedge, Assistant Controller Plan Detail Management acknowledges that the untimely FFATA reporting resulted from lack of familiarity with reporting requirements for its staff. To address this issue and strengthen internal controls, management will implement additional training for its staff, enhance its written procedures and develop a tracking mechanism to establish a tracking log or calendar system to monitor subaward issuance dates and corresponding reporting deadlines. Anticipated Completion Date: April 30, 2026

Categories

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Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $4.15M
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $1.17M
17.289 COMMUNITY PROJECT FUNDING/CONGRESSIONALLY DIRECTED SPENDING $1.12M
17.285 REGISTERED APPRENTICESHIP $900,795
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $277,815
17.258 WIOA ADULT PROGRAM $243,252
17.259 WIOA YOUTH ACTIVITIES $183,613
17.278 WIOA DISLOCATED WORKER FORMULA GRANTS $168,065
94.006 AMERICORPS STATE AND NATIONAL 94.006 $164,406
21.009 VOLUNTEER INCOME TAX ASSISTANCE (VITA) MATCHING GRANT PROGRAM $51,501
17.207 EMPLOYMENT SERVICE/WAGNER-PEYSER FUNDED ACTIVITIES $37,695
11.417 SEA GRANT SUPPORT $8,926