Finding 1201175 (2025-005)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-30

AI Summary

  • Core Issue: Significant deficiencies in internal controls over housing assistance payments (HAP) were identified, leading to potential inaccuracies in HAP calculations.
  • Impacted Requirements: Compliance with HUD regulations regarding HAP contracts and payment standards was not consistently met, affecting 5 out of 60 tenant files reviewed.
  • Recommended Follow-Up: Strengthen documentation and review processes to ensure accurate application of HAP contracts and payment standards, and enhance quality control measures.

Finding Text

Housing Assistance Payments Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Housing Voucher Cluster Assistance Listing Number: 14.871/14.879/14.EHV Federal Award Identification Number and Year: VA901; 2024-2025 Award Period: July 1, 2024 through June 30, 2025 Type of Finding: Significant Deficiency in Internal Control over Compliance, Other Matters Criteria or specific requirement: The PHA must pay a monthly HAP on behalf of the family that corresponds with the amount on line 12u of the HUD-50058. This HAP amount must be reflected on the HAP contract and HAP register (24 CFR section 982.158 and 24 CFR Part 982, Subpart K). A payment standard is used to calculate the monthly housing assistance payment for a family. The “payment standard” is the maximum monthly subsidy payment. The PHA shall pay a monthly housing assistance payment on behalf of the family that is equal to the lower of: (1) The payment standard for the family minus the total tenant payment; or (2) The gross rent minus the total tenant payment. The payment standard for the family is the lower of: (i) The payment standard amount for the family unit size; or (ii) The payment standard amount for the size of the dwelling unit rented by the family. 24 CFR 982.505. PHAs must adopt a payment standard schedule that establishes voucher payment standard amounts for each area in the PHA jurisdiction. PHAs must establish a payment standard amount for each unit size, measured by number of bedrooms (zero-bedroom, one-bedroom, and so on). These payment standard amounts comprise the PHA's payment standard schedule. Generally, PHAs may set payment standards within the basic range, which is 90 percent to 110 percent, of the HUD published Fair Market Rents (FMR) or Small Area FMRs (SAFMRs), whichever is applicable, without HUD notification or approval. PHAs may set payment standards outside of the basic range with HUD notification or HUD approval (24 CFR 982.503(d)). Condition/Context: During our testing of 60 tenant files for housing assistance payments requirements, we noted the following in 5 files: - 3 out of 60 files where the correct HAP contract could not be provided - 3 out of 60 files where the incorrect payment standard was used Questioned costs: None Cause: As a balance-of-state PHA, Virginia Housing administers the HCV program through 26 Local Housing Agencies (LHAs), each with varying staffing levels, internal review capacity, and documentation practices. During the audit period, HAP calculations and payment standard applications were primarily processed at the local level, with oversight conducted through periodic monitoring and quality control reviews. Certain documentation and calculation controls were not sufficiently standardized or centrally validated prior to final processing. In addition, enhancements to quality control procedures implemented during the fiscal year were not fully operational for the files selected for audit testing. These factors contributed to inconsistencies in documentation completeness and calculation accuracy. Virginia Housing will continue to evaluate the effectiveness of the enhanced QC process, monitor error trends, and assess whether additional measures are warranted. Effect: The lack of internal controls over the housing assistance payment (HAP) process could result in incorrect HAP being calculated or paid on behalf of program participants. Repeat Finding: No Recommendation: We recommend the Authority strengthen its controls to ensure proper documentation is maintained and that HAP contracts, payment standards, and HAP amounts are accurately applied and reviewed for compliance by its Agents. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Housing Voucher Cluster – Assistance Listing No. 14.871/14.879/14.EHV – Housing Assistance Payments Recommendation: We recommend the Authority strengthen its controls to ensure proper documentation is maintained and that HAP contracts, payment standards, and HAP amounts are accurately applied and reviewed for compliance by its Agents. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Virginia Housing is evaluating enhancements to its quality control framework. This evaluation includes reviewing best practices from peer agencies with strong compliance outcomes and consistent audit performance. Many of these agencies utilize more structured oversight models that provide independent file review functions while maintaining coordination with program operations. Virginia Housing is currently assessing options that may include: - Expanding centralized quality control review functions - Increasing file sampling and review throughout the year - Implementing additional HAP calculation validation steps - Enhancing payment standard cross-check procedures Implementation details will be finalized following this evaluation process and may include structural adjustments, enhanced tools, or expanded oversight protocols. Name of the contact person responsible for corrective action: Yilla Smith, Director, Housing Opportunity Programs and Initiatives Planned completion date for corrective action plan: December 31, 2026

Categories

No categories assigned yet.

Other Findings in this Audit

  • 1201161 2025-001
    Material Weakness Repeat
  • 1201162 2025-001
    Material Weakness Repeat
  • 1201163 2025-001
    Material Weakness Repeat
  • 1201164 2025-002
    Material Weakness Repeat
  • 1201165 2025-002
    Material Weakness Repeat
  • 1201166 2025-002
    Material Weakness Repeat
  • 1201167 2025-003
    Material Weakness Repeat
  • 1201168 2025-003
    Material Weakness Repeat
  • 1201169 2025-003
    Material Weakness Repeat
  • 1201170 2025-004
    Material Weakness Repeat
  • 1201171 2025-004
    Material Weakness Repeat
  • 1201172 2025-004
    Material Weakness Repeat
  • 1201173 2025-005
    Material Weakness Repeat
  • 1201174 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.117 MORTGAGE INSURANCE HOMES $701.25M
14.U01 GOVERNMENT NATIONAL MORTGAGE ASSOCIATION MORTGAGE BACKED SECURITIES PROGAM (NOTE 4) $190.35M
64.114 VETERANS HOUSING GUARANTEED AND INSURED LOANS $130.33M
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $3.56M
14.879 MAINSTREAM VOUCHERS $3.23M
21.026 HOMEOWNER ASSISTANCE FUND $2.30M
14.169 HOUSING COUNSELING ASSISTANCE PROGRAM $1.02M
14.856 LOWER INCOME HOUSING ASSISTANCE PROGRAM SECTION 8 MODERATE REHABILITATION $175,622