Finding 1191565 (2025-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-03-27
Audit: 395434
Organization: Tasc, Inc. (IL)

AI Summary

  • Core Issue: One month’s indirect cost calculation lacked documentation for preparation, review, and approval.
  • Impacted Requirements: Compliance with 2 CFR Section 200.414 on allowable costs and proper allocation of indirect costs.
  • Recommended Follow-Up: Ensure adherence to established procedures for segregation of duties in indirect cost calculations and document all steps.

Finding Text

Finding 2025-001: Indirect Costs Federal Agency: Department of Justice Federal Program: Second Chance Act Community-based Reentry Program Assistance Listing Number: 16.812 Federal Award Identification Number and Year: 15PBJA-23-GK-05505-SCAX - 2025; 15PBJA-23-GG-05285-SCAX - 2025 Pass-Through Agency: N/A Pass-Through Number(s): N/A Award Period: October 1, 2023 through September 30, 2026 Compliance Requirement Affected: Allowable Costs Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement Title 2 CFR Section 200.414 requires that indirect costs charged to Federal awards be allowable, properly allocated in accordance with an approved indirect cost rate methodology. The costs need to be adequately documented and effective internal controls be established and maintained over the preparation, review, and approval of indirect cost allocations. Condition For one of the three months selected for indirect cost testing, one month’s calculation did not have documentation as to who prepared, reviewed, and approved the calculation. Questioned costs None Context Condition occurred within one month’s indirect cost calculation out of 3 tested. Cause Established controls related to segregation of duties over the preparation and review of indirect cost allocations were not followed. Effect The absence of documented review increases the risk that errors in indirect cost allocations may not be detected in a timely manner, which could result in unallowable or inaccurate costs being charged to the Federal program. Repeat Finding This is not a repeat finding. Recommendation We recommend that TASC follow its established procedures for segregation of duties over the calculation of indirect cost allocations. Views of Responsible Officials There is no disagreement with this finding. Management will follow established procedure to make sure that segregation of duties over the calculation of indirect cost allocations is properly documented. Management will review the procedure with all accounting staff.

Corrective Action Plan

SIGNIFICANT DEFICIENCY IN INTERNAL CONTROL OVER COMPLIANCE U.S. Department of Justice 2025-001 Department of Justice Second Chance Act Community-based Reentry Program – Assistance Listing No. 16.812 Recommendation: We recommend that TASC follow its established procedures for segregation of duties over the calculation of indirect cost allocations. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Management will follow established procedure to make sure that segregation of duties over the calculation of indirect cost allocations is properly documented. Management will review the procedure with all accounting staff. Name(s) of the contact person(s) responsible for corrective action: Roy Fesmire, CFO Planned completion date for corrective action plan: June 30, 2026

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1191563 2025-001
    Material Weakness Repeat
  • 1191564 2025-002
    Material Weakness Repeat
  • 1191566 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $2.89M
16.838 COMPREHENSIVE OPIOID, STIMULANT, AND OTHER SUBSTANCES USE PROGRAM $929,133
17.270 REENTRY EMPLOYMENT OPPORTUNITIES $246,261
93.788 OPIOID STR $185,049
16.812 SECOND CHANCE ACT REENTRY INITIATIVE $111,044
93.092 AFFORDABLE CARE ACT (ACA) PERSONAL RESPONSIBILITY EDUCATION PROGRAM $68,817
93.667 SOCIAL SERVICES BLOCK GRANT $16,156
93.279 DRUG USE AND ADDICTION RESEARCH PROGRAMS $958