Finding 1191542 (2025-004)

Material Weakness Repeat Finding
Requirement
F
Questioned Costs
-
Year
2025
Accepted
2026-03-27
Audit: 395432
Organization: Leech Lake Tribal College (AZ)
Auditor: REDW LLC

AI Summary

  • Core Issue: The College has not conducted a required physical inventory of equipment for over two years, leading to potential inaccuracies in asset records.
  • Impacted Requirements: Noncompliance with 2 CFR 200.313(c) through (e), which mandates regular inventory checks and proper record-keeping for federally funded equipment.
  • Recommended Follow-up: Implement and enforce internal control procedures to ensure annual inventory completion and accurate reconciliation with the general ledger.

Finding Text

2025-004 — Equipment and Real Property Management – Significant Deficiency in Internal Control Over Compliance and Noncompliance (Repeat of Finding 2024-004) Federal program information: Funding agencies: U.S. Department of Education Titles: Higher Education Institutional Aid ALN Number: 84.031 Award years: Various Criteria: 2 CFR 200.313(c) through (e), requires that equipment be used in federal programs for which it was acquired for, when appropriate, other federal programs. Equipment records shall be maintained including required elements, a physical inventory of equipment be taken at least once every 2 years and reconciled to the equipment records, an appropriate control system shall be used to safeguard equipment, and equipment shall be adequately maintained. Condition: The College has not completed a physical inventory within the previous two fiscal years as required. In addition, the records were not detailed enough that program management is able to adequately and efficiently identify and locate any and all items. Questioned Costs: None. Cause: The College is not enforcing their procedures to verify that the capital assets inventory has been taken annually and reconciled to the general ledger. Effect: Without a physical inventory, there is an increase in the probability that the capital asset listing will be incorrect, or assets listed may not exist. Auditor’s Recommendations: Enforce internal control procedures and complete an inventory of the College’s capital assets annually. Management’s Response: The College concurs with the finding. Management will conduct an inventory to include location, funding source and required maintenance records.

Corrective Action Plan

The College will enforce policies and procedures to ensure that detailed records are kept for equipment, and a physical inventory is completed at least every 2 years.

Categories

Equipment & Real Property Management

Other Findings in this Audit

  • 1191535 2025-003
    Material Weakness Repeat
  • 1191536 2025-003
    Material Weakness Repeat
  • 1191537 2025-003
    Material Weakness Repeat
  • 1191538 2025-003
    Material Weakness Repeat
  • 1191539 2025-003
    Material Weakness Repeat
  • 1191540 2025-003
    Material Weakness Repeat
  • 1191541 2025-004
    Material Weakness Repeat
  • 1191543 2025-005
    Material Weakness Repeat
  • 1191544 2025-005
    Material Weakness Repeat
  • 1191545 2025-005
    Material Weakness Repeat
  • 1191546 2025-005
    Material Weakness Repeat
  • 1191547 2025-006
    Material Weakness Repeat
  • 1191548 2025-006
    Material Weakness Repeat
  • 1191549 2025-006
    Material Weakness Repeat
  • 1191550 2025-006
    Material Weakness Repeat
  • 1191551 2025-007
    Material Weakness Repeat
  • 1191552 2025-007
    Material Weakness Repeat
  • 1191553 2025-008
    Material Weakness Repeat
  • 1191554 2025-008
    Material Weakness Repeat
  • 1191555 2025-009
    Material Weakness Repeat
  • 1191556 2025-009
    Material Weakness Repeat
  • 1191557 2025-010
    Material Weakness Repeat
  • 1191558 2025-010
    Material Weakness Repeat
  • 1191559 2025-011
    Material Weakness Repeat
  • 1191560 2025-011
    Material Weakness Repeat
  • 1191561 2025-012
    Material Weakness Repeat
  • 1191562 2025-012
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $927,527
84.031 HIGHER EDUCATION INSTITUTIONAL AID $571,736
10.237 FROM LEARNING TO LEADING: CULTIVATING THE NEXT GENERATION OF DIVERSE FOOD AND AGRICULTURE PROFESSIONALS $457,407
84.425 EDUCATION STABILIZATION FUND $435,509
10.500 COOPERATIVE EXTENSION SERVICE $229,726
10.221 TRIBAL COLLEGES EDUCATION EQUITY GRANTS $194,539
10.202 COOPERATIVE FORESTRY RESEARCH $112,510
10.766 COMMUNITY FACILITIES LOANS AND GRANTS $75,394
10.222 TRIBAL COLLEGES ENDOWMENT PROGRAM $53,502
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $13,520
15.027 ASSISTANCE TO TRIBALLY CONTROLLED COMMUNITY COLLEGES AND UNIVERSITIES $10,582
43.008 OFFICE OF STEM ENGAGEMENT (OSTEM) $6,053