Finding 1191481 (2025-003)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-03-27

AI Summary

  • Core Issue: Internal control weaknesses in grant accounting affect compliance for major programs, specifically Public Housing Capital Fund and Disaster Grants.
  • Impacted Requirements: Compliance with 2 CFR 200.303 and 200.516(a) is not met due to inadequate closing processes and delayed reconciliations.
  • Recommended Follow-Up: Implement corrective actions from Finding 2025-001, including a documented closing calendar and timely reconciliations, starting FY 2026.

Finding Text

Finding 2025-003 — Material Weakness (Internal Control Over Compliance): Grant Accounting and Close Process Affecting Major Programs Condition: The deficiencies noted in Finding 2025-001 also affect internal control over compliance for major programs. Programs Affected: 1) ALN 14.872 – Public Housing Capital Fund and 2) ALN 97.036 – Disaster Grants – Public Assistance. Repeat finding: No. Criteria: 2 CFR 200.303 and 200.516(a) require effective internal control over compliance. Cause: Lack of a structured, documented month end and year end close process and delayed reconciliations of grant related activity. Effect: Increased risk of misclassification or reporting in the wrong period for federal awards. Questioned Costs: 1) Known questioned costs were $0 and 2) likely questioned costs were $0. Perspective / Context: The control deficiencies were observed across all grant related closing cycles reviewed for FY 2025, demonstrating a systemic process issue rather than isolated instances. Recommendation: Apply the corrective actions in Finding 2025-001, including: 1) establishing a documented monthly and year end closing calendar, 2) performing timely reconciliations of grant activity, 3) strengthening supervisory review points prior to SEFA preparation and reporting. Management Response: Management concurs and will implement the recommended improvements beginning FY 2026.

Corrective Action Plan

FINDING 2025 003 — MATERIAL WEAKNESS (INTERNAL CONTROL OVER COMPLIANCE) — GRANT ACCOUNTING AND CLOSE PROCESS AFFECTING MAJOR FEDERAL PROGRAMS — (PROGRAMS: ALN 14.872 AND ALN 97.036) Cross reference: This finding is directly related to Financial Statement Finding 2025 001. Contact Person: Cantrese Wilson Jones, Executive Director Corrective Action Planned: Corrective actions for this compliance finding will be addressed through the same improvements outlined in Finding 2025 001, including: 1. Adoption of a documented monthly and year end closing calendar. 2. Timely reconciliation of all grant related accounts. 3. Enhanced supervisory review and documentation of compliance related reporting, including SEFA preparation. 4. Strengthening internal controls to ensure grant activity is recorded in the proper period. Anticipated Completion Date: June 30, 2026 Management Response: Management concurs with the finding and will implement the corrective measures beginning FY 2026.

Categories

Reporting HUD Housing Programs Material Weakness

Other Findings in this Audit

  • 1191479 2025-001
    Material Weakness Repeat
  • 1191480 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 PUBLIC HOUSING OPERATING FUND $1.32M
14.872 PUBLIC HOUSING CAPITAL FUND $862,276
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $774,477
14.870 RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES - SERVICE COORDINATORS $85,795