Finding 1190755 (2025-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-03-27

AI Summary

  • Core Issue: Approximately $240,000 of vehicle depreciation was incorrectly included in grant expenses, violating federal cost principles.
  • Impacted Requirements: This violates 2 CFR §200.436, which states that federally funded costs must not be included in depreciation charges.
  • Recommended Follow-Up: Strengthen internal controls with staff training, periodic reconciliations, and a pre-approval process for grant expenses.

Finding Text

Condition: Out of $263,000 in depreciation expense included in as eligible expenditures to the grant, approximately $240,000 related to vehicles purchased using MTA federal grants (80% federally funded, 20% matched). This amount was incorrectly included in the eligible cost pool, contrary to federal cost principles. Criteria: Per 2 CFR §200.436, depreciation charges must exclude any portion of the cost of buildings and equipment borne by or donated by the federal government. Cause: The inclusion of federally funded vehicle depreciation resulted from inadequate cost allocation practices and insufficient review of depreciation schedules before charging expenses to the grant. Effect: Although $263,000 of depreciation was incorrectly included, the reimbursed amount ($130,294) was fully supported by other allowable costs totaling $1.6 million. Therefore, the unallowable depreciation did not lead to improper use of federal funds or a material misstatement. This issue is isolated and does not indicate a systemic control weakness. Recommendation: Implement stronger internal controls over cost allocation and grant expense reviews, including: - Periodic reconciliation of depreciation schedules against federal funding sources. - Staff training on 2 CFR §200.436 requirements. - Pre-approval process for expenses charged to federal grants. Views of Responsible Officials and Planned Corrective Actions: Management concurs with the finding. Corrective actions will include: - Updating policies to ensure compliance with federal cost principles. - Conducting staff training sessions on allowable costs. - Implementing a review checklist for grant-related expenses to prevent recurrence.

Corrective Action Plan

2025-001: Other Matter – Allowable Costs/Cost principles Compliance (Department of Transportation Federal Assistance Listing No. 20.513 Enhanced Mobility of Seniors and Individuals with Disabilities program) Recommendation: Implement stronger internal controls over cost allocation and grant expense reviews, including: • Periodic reconciliation of depreciation schedules against federal funding sources. • Staff training on 2 CFR §200.436 requirements. • Pre-approval process for expenses charged to federal grants. Action Taken: The Organization agrees with the finding and have implemented procedures to ensure that the Organization’s is following allowable costs/cost principles compliance federal requirements.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1190756 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
20.513 ENHANCED MOBILITY OF SENIORS AND INDIVIDUALS WITH DISABILITIES $560,050
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $79,648