Finding 1190739 (2025-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-03-26

AI Summary

  • Core Issue: RRHC failed to provide necessary documentation for vendor compliance, leading to a material weakness in internal controls over procurement.
  • Impacted Requirements: Noncompliance with federal procurement standards outlined in 45 CFR 75.329 and 45 CFR 75.213.
  • Recommended Follow-Up: Establish and enforce procedures to ensure all procurement documents, including bids and debarment checks, are collected and stored for audits.

Finding Text

2025-002 – Internal Control Over Compliance, Material Noncompliance - Procurement and Suspension and Debarment (Material Weakness) Condition: During our compliance testing, we observed that RRHC was unable to provide documentation confirming that the selected vendors were not suspended or debarred, and that proper bidding procedures were followed for federal expenditures. Criteria: Procurement 45 CFR 75.329 and 45 CFR 75.213. Context: During testing of two selected procurement samples, RRHC did not provide required supporting documents, including the solicitation like RFP, bid evaluation records, suspension/debarment verification, and evidence of public advertisement. Cause: Procedures were not in place or not effectively followed to ensure required procurement documentation was retained and available for audit. Effect: RRHC was unable to demonstrate compliance with federal procurement and suspension and debarment requirements. Auditor's Recommendation: Implement procedures to ensure that complete procurement documentation, including solicitation documents, bid evaluations, debarment checks, and advertisement evidence, is obtained, retained, and readily available for audit.

Corrective Action Plan

Management's Response: This gap in processes was due to high turnover among the Accounting/Purchasing staff. Management has created the following Corrective Action plan: 1. Updating the Purchasing & Procurement checklist utilized by staff for proper bidding procedures for federal expenditures. 2. Creating a training plan for all staff participating in the Purchasing & Procurement process for federal awards. Completion Date: This Corrective Action plan has been created as of December 16th, 2025. Implementation of this Corrective Action plan will begin effective immediately. See related Board approved PROCUREMENT POLICY. Responsible Party: Chief Financial Officer, Controller

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1190734 2025-001
    Material Weakness Repeat
  • 1190735 2025-001
    Material Weakness Repeat
  • 1190736 2025-001
    Material Weakness Repeat
  • 1190737 2025-002
    Material Weakness Repeat
  • 1190738 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 HEALTH CENTER PROGRAM (COMMUNITY HEALTH CENTERS, MIGRANT HEALTH CENTERS, HEALTH CARE FOR THE HOMELESS, AND PUBLIC HOUSING PRIMARY CARE) $231,120
93.526 GRANTS FOR CAPITAL DEVELOPMENT IN HEALTH CENTERS $149,631
93.493 CONGRESSIONAL DIRECTIVES $83,150