Finding 1187068 (2025-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-03-26

AI Summary

  • Core Issue: The District procured services without obtaining necessary Board approval and recording in official minutes, violating local policy and federal standards.
  • Impacted Requirements: Noncompliance with 2 C.F.R. § 200.318(a), school district policy, and state law regarding service contract approvals.
  • Recommended Follow-Up: Strengthen procurement controls to ensure Board approval is obtained before service contracts are executed, and provide training on compliance requirements for staff handling federal program expenditures.

Finding Text

Criteria: 2 C.F.R. § 200.318(a) requires non-Federal entities to use their own documented procurement procedures which reflect applicable state and local laws and regulations, provided such procedures conform to federal procurement standards. Additionally, school district policy and state law require service contracts to be approved by the Board and entered upon the official minutes prior to execution and payment. Condition: During our testing of procurement transactions within the Child Nutrition Program for the fiscal year ended June 30, 2025, we noted the District procured services without obtaining a contract approved by the Board of Education and recorded in the official minutes prior to services being rendered and payments being made. Cause: The District did not ensure that procurement procedures requiring Board approval of service contracts were followed for services charged to the Child Nutrition Program. Effect: Failure to obtain Board approval of service contracts constitutes noncompliance with local policy, state law, and federal procurement requirements. This control deficiency increases the risk of unauthorized procurements and may subject questioned costs to federal review. Questioned Costs: None noted Context: Of the procurement transactions tested within the Child Nutrition Program, four exceptions were identified out of forty tested, representing approximately $41,025 in expenditures. The exceptions involved one contract. Based on the results of our testing, this matter appears to be an isolated instance. Although no questioned costs were identified, the lack of timely Board approval increased the risk of noncompliance and unauthorized purchasing. Recommendation: The District should strengthen internal controls over procurement to ensure all service contracts, including those charged to federal programs, are approved by the Board of Education and entered upon the official minutes prior to execution and payment. Management should also provide training to personnel responsible for federal program expenditures regarding procurement compliance requirements under Uniform Guidance.

Corrective Action Plan

The District will strengthen controls to ensure all service contracts, including those charged to federal programs, are approved by the Board of Education and entered into the official minutes prior to execution and payment, in accordance with 2 C.F.R. § 200.318(a), state law, and District policy. Effective immediately, all service contracts will be submitted for Board approval before services begin. No contract will be executed and no purchase order will be issued without documented Board approval. Accounts payale will verify Board approval prior to processing payment. Procurement personnel and Federal program staff will receive training on Uniform Guidance procurement requirements, including suspension and debarment procedures. The Business Manager will perform reviews on Federal program expenditures to ensure ongoing compliance. The District believes these measures will correct the defiency and prevent recurrence.

Categories

Internal Control / Segregation of Duties Procurement, Suspension & Debarment School Nutrition Programs Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1187065 2025-001
    Material Weakness Repeat
  • 1187066 2025-001
    Material Weakness Repeat
  • 1187067 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $760,284
84.425 EDUCATION STABILIZATION FUND $405,835
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $323,676
10.553 SCHOOL BREAKFAST PROGRAM $286,743
84.357 READING FIRST STATE GRANTS $286,423
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $93,191
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $45,015
84.358 RURAL EDUCATION $41,944
12.U01 RESERVE OFFICER'S TRAINING CORPS $39,742
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $25,732
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $22,730
10.555 NATIONAL SCHOOL LUNCH PROGRAM $11,933
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $5,332
93.778 MEDICAL ASSISTANCE PROGRAM $2,147
84.027 SPECIAL EDUCATION GRANTS TO STATES $2,121
10.560 STATE ADMINISTRATIVE EXPENSES FOR CHILD NUTRITION $1,310
96.001 SOCIAL SECURITY DISABILITY INSURANCE $266