Finding 1186710 (2025-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-03-26
Audit: 394416
Organization: College Unbound (RI)

AI Summary

  • Core Issue: The College failed to notify students about Direct Loan credits to their accounts within the required timeframes.
  • Impacted Requirements: Notifications must be sent within 30 days before or after crediting accounts, or within 7 days without affirmative confirmation.
  • Recommended Follow-Up: Update procedures to ensure timely notifications for loan disbursements to comply with federal regulations.

Finding Text

Finding number: 2025-002 Federal agency: U.S. Department of Education Programs: Federal Direct Student Loans Assistance listing #: 84.268 Award year: 2025 Compliance requirement: Eligibility Criteria According to 34 CFR 668.165(a) Notices and authorizations: (2) Except in the case of a post-withdrawal disbursement made in accordance with § 668.22(a)(5), if an institution credits a student ledger account with Direct Loan, Federal Perkins Loan, or TEACH Grant program funds, the institution must notify the student or parent of— (i) The anticipated date and amount of the disbursement; (ii) The student's or parent's right to cancel all or a portion of that loan, loan disbursement, TEACH Grant, or TEACH Grant disbursement and have the loan proceeds or TEACH Grant proceeds returned to the Secretary; and (iii) The procedures and time by which the student or parent must notify the institution that he or she wishes to cancel the loan, loan disbursement, TEACH Grant, or TEACH Grant disbursement. (3) The institution must provide the notice described in paragraph (a)(2) of this section in writing— (i) No earlier than 30 days before, and no later than 30 days after, crediting the student's ledger account at the institution, if the institution obtains affirmative confirmation from the student under paragraph (a)(6)(i) of this section; or (ii) No earlier than 30 days before, and no later than seven days after, crediting the student's ledger account at the institution, if the institution does not obtain affirmative confirmation from the student under paragraph (a)(6)(i) of this section. Condition The Federal Government requires institutions to notify students if the student’s ledger account is credited with a Direct Loan. This notification is to happen within 30 days before and after for affirmative confirmation and no later than seven days after without affirmative confirmation. During our testing, we noted 3 students, out of a sample of 40, whose notifications did not occur within the required time period. Our sample was not, and was not intended to be, statistically valid. Cause The College did not have adequate internal controls in place to ensure that all students or their parents were notified of credits on student accounts. Effect The College did not report student account ledger credits to students or parents within the required time frame. Questioned Costs Not applicable Identification as a Repeat Finding, if applicable See finding 2024-002 included in the summary schedule of prior year findings. Recommendation The College should update their procedures for notifying students when loan disbursements are credited to accounts. These procedures should include a timeline that will allow timely notification to students. View of Responsible Officials The College agrees with the finding.

Corrective Action Plan

Finding number: 2025-002 Federal agency: U.S. Department of Education Programs: Federal Direct Student Loans Assistance listing #: 84.268 Award year: 2025 Corrective Action Plan: College Unbound is expanding capacity, hiring in both the Financial Aid and Accounting departments. We are also hiring a new CFO in the Summer of 2026. With this increased capacity, we will have backups for each process and institute a series of double checks in order to ensure accuracy. Timeline for Implementation of Corrective Action Plan: August 15, 2026 Contact Person: Mark Hartonchik, Interim CFO

Categories

No categories assigned yet.

Other Findings in this Audit

  • 1186708 2025-004
    Material Weakness Repeat
  • 1186709 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $3.28M
84.063 FEDERAL PELL GRANT PROGRAM $2.47M
84.116 FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION $549,987
84.428 AUGUSTUS F. HAWKINS CENTERS OF EXCELLENCE—TEACHER PREPARATION AND DEVELOPMENT $315,970
84.425 EDUCATION STABILIZATION FUND $276,960
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $38,620
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $26,262
84.033 FEDERAL WORK-STUDY PROGRAM $24,762