Finding 1186604 (2025-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-25
Audit: 394300
Organization: Summit Academy Oic (MN)

AI Summary

  • Core Issue: The Academy failed to return Title IV funds for 3 out of 10 students within the required 45-day period, leading to inaccurate calculations.
  • Impacted Requirements: Non-compliance with 34 CFR 668.22 regarding timely notifications and calculations for students who withdrew.
  • Recommended Follow-Up: The Academy should review and improve its processes for accurate and timely Return of Title IV calculations.

Finding Text

Federal Agency: Department of Education Federal Program Title: Student Financial Aid Cluster – Various Assistance Listing Numbers: Various Federal Award Identification Number and Year: Various Pass-Through Agency: N/A Pass-Through Number: N/A Award Period: July 1, 2024, through June 30, 2025 Type of Finding: • Significant Deficiency in Internal Control Over Compliance • Other Matters Criteria or specific requirement: The Code of Federal Regulations, 34 CFR 668.22(h)(4)(ii) states within 30 days of the date of the institution's determination that the student withdrew, an institution must send a notice to any student who owes a title IV, HEA grant overpayment as a result of the student's withdrawal from the institution in order to recover the overpayment in accordance with paragraph (h)(4)(i) of this section. Additionally, The Code of Federal Regulations, 34 CFR 668.22(f)(2)(i), states that scheduled breaks of at least five consecutive days are excluded from the total number of calendar days in a payment period or period of enrollment and the number of calendar days completed in that period. Condition: During our testing of Return of Title IV funds, we noted 3 of the 10 students did not have funds returned to COD within the required 45-day period. Furthermore, we noted 1 of the 10 students tested has used an incorrect percentage attended causing the Academy to incorrectly calculate the return of Title IV funds. Lastly, we noted 1 of the 10 students did not have their return of funds calculated within 45 day period. Questioned costs: $25 Context: During our testing, it was noted the Academy does not have a process in place to ensure timeliness and accuracy of Return of Title IV calculations. Cause: The Academy did not have a process in place to ensure timely return of funds to COD. Additionally, the Academy used the incorrect number of break days thus the students percentage of days attended was miscalculated. Effect: The Academy is not completing accurate R2T4 calculations and following timely return of funds as defined by the regulations. Repeat finding: No Recommendation: We recommend the Academy reevaluate its policies around accurate and timely R2T4 calculations. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Assistance Cluster – Assistance Listing No. Various Recommendation: We recommend the Academy reevaluate its policies around accurate R2T4 calculations as well as timely return of funds to COD. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: R2T4 calculations will now be handled by the Financial Aid Manager & to ensure timely refunds; the Financial Aid Manager will process R2T4’s every two weeks to ensure the timeliness of any refunds. Name(s) of the contact person(s) responsible for corrective action: Rachael Farnell Planned completion date for corrective action plan: 07/01/2025

Categories

Student Financial Aid Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1186591 2025-001
    Material Weakness Repeat
  • 1186592 2025-002
    Material Weakness Repeat
  • 1186593 2025-003
    Material Weakness Repeat
  • 1186594 2025-004
    Material Weakness Repeat
  • 1186595 2025-005
    Material Weakness Repeat
  • 1186596 2025-001
    Material Weakness Repeat
  • 1186597 2025-002
    Material Weakness Repeat
  • 1186598 2025-003
    Material Weakness Repeat
  • 1186599 2025-004
    Material Weakness Repeat
  • 1186600 2025-005
    Material Weakness Repeat
  • 1186601 2025-001
    Material Weakness Repeat
  • 1186602 2025-002
    Material Weakness Repeat
  • 1186603 2025-003
    Material Weakness Repeat
  • 1186605 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $1.66M
17.289 COMMUNITY PROJECT FUNDING/CONGRESSIONALLY DIRECTED SPENDING $773,653
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $35,410
84.033 FEDERAL WORK-STUDY PROGRAM $12,727