Finding 1182352 (2025-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-03-24
Audit: 393787
Auditor: CLARK NUBER P S

AI Summary

  • Core Issue: There is a significant deficiency in internal controls over compliance with allowable costs, specifically regarding unallowable entertainment expenses.
  • Impacted Requirements: Costs must be necessary, reasonable, and allowable under federal guidelines; entertainment costs are explicitly unallowable.
  • Recommended Follow-Up: Strengthen review procedures to ensure all expenses charged to the indirect cost pool comply with federal cost principles.

Finding Text

Finding 2025-001 Significant deficiency in internal control in internal control over compliance with allowable costs/cost principles requirements. Identification of the Federal Program Federal Agency All Program Title: All Assistance Listing Number: All Award Numbers: All Award Periods: All Criteria In accordance with 2 CFR Part 200, costs charged to a federal award must be necessary, reasonable, allowable under the cost principles, allocable, and adequately documented; entertainment costs are specifically unallowable per 2 CFR 200.438, and costs must be allocated consistently between federal awards and other activities, as inconsistent allocation is not permitted under the Uniform Guidance. Condition During our audit, two expenses totaling $2,917 of 25 tested expenses tested in the indirect allowable cost pool were identified in the indirect cost pool as unallowable costs as they were for meals associated with entertainment for staff morale. Questioned Costs N/A Cause Unallowable costs were charged as the Organization lacked adequate review procedures to ensure charges to the allowable indirect cost pool were in compliance with federal cost principles. Effect The indirect cost pool contained $2,917of known unallowable costs included in the indirect cost population. Repeat Finding No Recommendations We recommend that the Organization strengthen controls over the coding and approval od expenses allowable to the indirect cost pool.

Corrective Action Plan

Finding 2025-001 Significant deficiency in internal control in internal control over compliance with allowable costs/cost principles requirements. Contact Person(s): Nicholas Lee, Chief Financial Officer Corrective action planned: Management has enhanced internal controls within the expense reporting platform by adding additional key trigger words designed to flag potentially unallowable costs. These automated alerts prompt users to review and validate whether a charge is allowable or unallowable prior to submission. In addition, the Finance Department will implement mandatory annual training sessions for managers and above to reinforce allowable costs principles and expense documentation requirements. Updated reference materials included written guidance will be published on the Finance Department intranet for ongoing access by staff. These actions are intended to strengthen preventative controls, improve user awareness, and reduce the risk of unallowable costs being charged to federal and other restricted funding sources. Anticipated completion date: August 31, 2026

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1182333 2025-001
    Material Weakness Repeat
  • 1182334 2025-001
    Material Weakness Repeat
  • 1182335 2025-001
    Material Weakness Repeat
  • 1182336 2025-001
    Material Weakness Repeat
  • 1182337 2025-001
    Material Weakness Repeat
  • 1182338 2025-001
    Material Weakness Repeat
  • 1182339 2025-001
    Material Weakness Repeat
  • 1182340 2025-002
    Material Weakness Repeat
  • 1182341 2025-003
    Material Weakness Repeat
  • 1182342 2025-001
    Material Weakness Repeat
  • 1182343 2025-002
    Material Weakness Repeat
  • 1182344 2025-003
    Material Weakness Repeat
  • 1182345 2025-001
    Material Weakness Repeat
  • 1182346 2025-002
    Material Weakness Repeat
  • 1182347 2025-003
    Material Weakness Repeat
  • 1182348 2025-001
    Material Weakness Repeat
  • 1182349 2025-001
    Material Weakness Repeat
  • 1182350 2025-001
    Material Weakness Repeat
  • 1182351 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $1.44M
94.016 AMERICORPS SENIORS SENIOR COMPANION PROGRAM (SCP) 94.016 $216,464
93.732 MENTAL AND BEHAVIORAL HEALTH EDUCATION AND TRAINING GRANTS $204,684
14.267 CONTINUUM OF CARE PROGRAM $185,636
93.676 UNACCOMPANIED CHILDREN PROGRAM $178,914
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $177,493
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $174,184
94.002 AMERICORPS SENIORS RETIRED AND SENIOR VOLUNTEER PROGRAM (RSVP) 94.002 $134,723
97.010 CITIZENSHIP EDUCATION AND TRAINING $105,366
93.576 REFUGEE AND ENTRANT ASSISTANCE DISCRETIONARY GRANTS $101,381
19.510 U.S. REFUGEE ADMISSIONS PROGRAM $100,672
93.914 HIV EMERGENCY RELIEF PROJECT GRANTS $98,239
14.276 YOUTH HOMELESSNESS DEMONSTRATION PROGRAM $83,718
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $74,737
16.575 CRIME VICTIM ASSISTANCE $62,105
93.870 MATERNAL, INFANT AND EARLY CHILDHOOD HOME VISITING GRANT $61,457
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $47,695
93.136 INJURY PREVENTION AND CONTROL RESEARCH AND STATE AND COMMUNITY BASED PROGRAMS $38,252
16.017 SEXUAL ASSAULT SERVICES FORMULA PROGRAM $32,015
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $30,000
93.590 COMMUNITY-BASED CHILD ABUSE PREVENTION GRANTS $19,155
93.667 SOCIAL SERVICES BLOCK GRANT $13,246
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $9,943
16.736 TRANSITIONAL HOUSING ASSISTANCE FOR VICTIMS OF DOMESTIC VIOLENCE, DATING VIOLENCE, STALKING, OR SEXUAL ASSAULT $1,544