Finding 1182291 (2025-001)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-03-24
Audit: 393712
Organization: Columbus Housing Authority (IN)

AI Summary

  • Core Issue: Significant deficiencies in tenant eligibility and reexaminations were identified, including miscalculations of tenant payments and incorrect utility allowances.
  • Impacted Requirements: Compliance with 24 CFR sections 982.516 and 982.52 regarding third-party verification and adherence to HUD regulations was not met.
  • Recommended Follow-Up: Strengthen internal controls for eligibility compliance, conduct annual reexaminations, and review all tenant files to correct discrepancies.

Finding Text

Subject: Section 8 Housing Choice Voucher Program – Tenant Eligibility and Reexaminations Federal Agency: Department of Housing and Urban Development Federal Program: Section 8 Housing Choice Vouchers Assistance Listing Number: 14.871 Federal Award Number and Year (or Other Identifying Number): CY 2025 Pass-Through Entity: Not applicable Compliance Requirement: Eligibility Audit Finding: Significant Deficiency Condition and Context: During audit fieldwork, 40 tenant files were reviewed for compliance with Program eligibility and reexamination requirements. The following discrepancies were noted: 9 files miscalculated total tenant payment due to miscalculation of tenant income or incorrect deductions applied. 5 files did not use the correct Utility Allowance, and 6 files did not use the correct Payment Standards resulting in incorrect Housing Assistance Payments. We further noted 16 instances of misalignment of utility responsibilities across HAP contract, Request for Tenancy Approval, and Lease Agreements. Criteria: 24 CFR section 982.516 states in part “Except as provided in paragraph (a)(3) of this section, the PHA must obtain and document in the tenant file third-party verification of the following factors, or must document in the tenant file why third-party verification was not available: (i) Reported family annual income; (ii) The value of assets; (iii) Expenses related to deductions from annual income; and (iv) Other factors that affect the determination of adjusted income.” 24 CFR section 982.52 HUD requirements states “The PHA must comply with HUD regulations and other HUD requirements for the program. HUD requirements are issued by HUD headquarters, as regulations, Federal Register notices or other binding program directives” Cause: Failure to execute internal controls over the federal Eligibility compliance requirement. Effect: Non-compliance with the federal Eligibility requirement. Tenant rents may be miscalculated, other notifications and documentations may be missing. Questioned Cost: Known and projected misstatement: $35,580 Recommendation: We recommend the Authority implement and execute strengthened controls over the federal Eligibility compliance requirement to include the performance of annual reexaminations and documentation maintenance; the above discrepancies need to be addressed, and all tenant files should be reviewed for compliance.

Corrective Action Plan

Condition: Discrepancies were noted in the examination of the Section 8 Housing Choice Voucher tenant files due to intermittent errors in tenant income calculations, misapplication of Payment Standards and Utility Allowances, and misalignment across the HAP Contract, the Request for Tenancy Approval, and the Lease Agreements. Steps to Resolve: Management agrees with this finding and the Auditor's recommendation. The following steps will be taken to correct the deficiencies: Enhanced Internal Controls: We will expand our internal control procedures with respect to compliance with the federal eligibility and annual reexamination requirements set out in 24 CFR section 982.516. To this end, tenant file processing checklists will be developed and integrated into the file calculations and record keeping. In addition, quarterly internal audits of tenant file samples will be conducted in order to identify any discrepancies and ensure program compliance. Targeted staff training will take place as needed. Management will implement the expanded procedures necessary to clear this finding by June 30, 2026. Timeframe: All revised internal control procedures will be fully implemented by June 30, 2026. Responsible parties: Stella Collins, Section 8 HCV Supervisor Alan Degner, Executive Director

Categories

HUD Housing Programs

Programs in Audit

ALN Program Name Expenditures
14.879 MAINSTREAM VOUCHERS $716,184
14.872 PUBLIC HOUSING CAPITAL FUND $463,627
14.850 PUBLIC HOUSING OPERATING FUND $407,068
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $347,705