Finding 1182160 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-23

AI Summary

  • Core Issue: Performance reports showed discrepancies in total expenditures compared to federal reports, indicating a significant deficiency in reporting accuracy.
  • Impacted Requirements: Compliance with 2 CFR 200.329, which mandates accurate and complete performance reporting aligned with financial data.
  • Recommended Follow-Up: Provide training on cash vs. accrual accounting and establish a reconciliation process to ensure consistency between performance and financial reports before submission.

Finding Text

Questioned Cost $ – Finding No. 2025-001: Reporting (Significant Deficiency) Federal Agency: U.S. Department of Commerce AL Number and Title: 11.029 – Tribal Broadband Connectivity Program (“TBCP”) Award Number and Award Year: NT23TBC0290054 2025 Repeat Finding? No Condition During our audit, we tested the performance reporting for the semi-annual reporting period ended March 31, 2025, and noted that the total expenditures reported did not agree with the federal expenditures reported on SF-425, resulting in a variance. Criteria Per 2 CFR 200.329, recipients must submit accurate and complete performance reports that are consistent with financial data reported on the Federal Financial Report (SF-425). Effect The performance report did not accurately reflect the total federal expenditures for the reporting period, leading to inconsistencies between the financial and performance data submitted to the federal awarding agency. This reduces the reliability of reported information and represents a deficiency in internal control over compliance. Cause and View of Responsible Officials The discrepancy occurred because the program personnel lacked a clear understanding of the difference between cash and accrual basis accounting. As a result, the Cash on hand amount reported on the SF-425 was incorrectly included in the total expenditures on the performance report. The review control did not identify this error prior to submission. Recommendation We recommend that management provide training to staff responsible for preparing and reviewing performance and financial reports to ensure a proper understanding of cash versus accrual basis reporting. Management should also implement a reconciliation and review process to verify that the total federal expenditures reported in the performance report agree to the federal share of expenditure reported on SF-425 prior to submission.

Corrective Action Plan

Finding No. 2025-001: Reporting AL No.: 11.029 Program Title: Tribal Broadband Connectivity Program Grant Award Number: NT23TBC0290054 Condition The performance reporting for the period ended March 31, 2025 noted that the total funds expended reported did not agree with the federal expenditure reported on SF-425, resulting in a variance of $48,872. While we submitted a MEMO (via eRA & Suralink) along with our SF-425 reporting, this variance was reflective of cash on hand encumbered for invoices that were still in the processing stage. Meaning there were discrepancies of cash on hand versus actual expenditures. Corrective Action Plan The Department of Hawaiian Home Lands (“DHHL”) will review both the SF-425 and Performance report and make the appropriate changes to the expenditures and cash on hand to ensure both reports align. Moving forward, DHHL will implement mandatory compliance reviews before report submission. Person Responsible Jaren Tengan, Broadband Coordinator And/or Aislen Bacalso, Broadband Coordination Assistant Anticipated Date of Completion The updated work process will be implemented in April 2026.

Categories

Reporting

Other Findings in this Audit

  • 1182157 2025-001
    Material Weakness Repeat
  • 1182158 2025-002
    Material Weakness Repeat
  • 1182159 2025-003
    Material Weakness Repeat
  • 1182161 2025-002
    Material Weakness Repeat
  • 1182162 2025-003
    Material Weakness Repeat
  • 1182163 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
12.600 COMMUNITY INVESTMENT $3.24M
14.873 NATIVE HAWAIIAN HOUSING BLOCK GRANTS $1.69M
10.760 WATER AND WASTE DISPOSAL SYSTEMS FOR RURAL COMMUNITIES $200,762
11.029 TRIBAL BROADBAND CONNECTIVITY PROGRAM $192,428
21.029 CORONAVIRUS CAPITAL PROJECTS FUND $45,813
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $5,746