Finding 1182097 (2025-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-23
Audit: 393464
Organization: Erikson Institute (IL)

AI Summary

  • Core Issue: The college failed to report student enrollment status changes to NSLDS within the required 60 days, affecting accuracy.
  • Impacted Requirements: Compliance with 34 CFR §685.309(b) and NSLDS Enrollment Reporting requirements.
  • Recommended Follow-Up: The college should review and improve its NSLDS reporting procedures to ensure timely updates.

Finding Text

Federal Agency: Department of Education Federal Program Title: Student Financial Assistance Cluster ALN Numbers: Various Award Period: July 1, 2024 through June 30, 2025 Type of Finding: • Significant Deficiency in Internal Control Over Compliance • Other Matters Criteria or Specific Requirement: Per 34 CFR §685.309(b) and NSLDS Enrollment Reporting requirements, schools must report accurate enrollment status changes (including withdrawals, graduations, and reductions in course load) to NSLDS within 60 days of the status change. Condition: During our testing, we noted 3 out of 10 students tested had statuses that were not reported to NSLDS timely, leading to NSLDS detail not accurately reflecting the student’s statuses. Questioned Costs: None Context: 3 instances of NSLDS reporting not completed timely. Cause: The college was having an issue where students were being reported as 'Foreign' and was therefore having issues with updating statuses. Effect: Could result in incorrect loan servicing actions, and/or noncompliance with federal regulations. Repeat Finding: No Recommendation: We recommend the College evaluate its procedures and policies surrounding NSLDS reporting to ensure all status changes are reported timely. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Assistance – Assistance Listing No. Various Recommendation: We recommend the College evaluate its procedures and policies surrounding NSLDS reporting to ensure all status changes are reported timely. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Erikson Institute’s Registrar’s Office has worked with National Clearinghouse representatives to identify and correct specific issues to ensure all students are reported properly and prevent additional errors. Names of the contact persons responsible for corrective action: Gilbert Martinez, Registrar and Leanne Beaudoin-Ryan, Executive Director of Institutional Effectiveness.

Categories

Student Financial Aid Reporting Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1182092 2025-001
    Material Weakness Repeat
  • 1182093 2025-001
    Material Weakness Repeat
  • 1182094 2025-001
    Material Weakness Repeat
  • 1182095 2025-002
    Material Weakness Repeat
  • 1182096 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $3.09M
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $379,654
84.305 EDUCATION RESEARCH, DEVELOPMENT AND DISSEMINATION $220,780
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $104,001
45.313 LAURA BUSH 21ST CENTURY LIBRARIAN PROGRAM $60,021
84.033 FEDERAL WORK-STUDY PROGRAM $55,485
84.325 SPECIAL EDUCATION - PERSONNEL DEVELOPMENT TO IMPROVE SERVICES AND RESULTS FOR CHILDREN WITH DISABILITIES $23,282
93.600 HEAD START $21,711
84.379 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) $3,772