Finding 1182056 (2025-001)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2025
Accepted
2026-03-23
Audit: 393405
Organization: City of Norman, Oklahoma (OK)

AI Summary

  • Core Issue: The City drew more federal grant funds than needed for immediate cash requirements.
  • Impacted Requirements: This violates cash management guidelines under 2 CFR §215.22.
  • Recommended Follow-Up: Implement stronger controls to monitor grant disbursements and ensure funds are drawn only when necessary.

Finding Text

Federal Program – Federal Transit Cluster: Federal Transit Criteria or Specific Requirement – Cash Management – 2 CFR §215.22 Condition – The City drew grant funds in excess of immediate cash needs. Questioned Costs – N/A Context – Out of a population of ten grant draws, four draws were selected for testing. For one draw, there were funds that exceeded the immediate cash need. Our sample was not, and was not intended to be, statistically valid. Effect – The City did not minimize the time elapsing from the time the federal funds were drawn to the time they were expended Cause – The City did not have a good control process in place to monitor grant disbursements and ensure that grant funds were not drawn in excess of immediate cash needs. Identification as a Repeat Finding, if Applicable – N/A Recommendation – The City should implement controls specific to the grant draw process to ensure that grant project funds are reconciled and are not drawn prior to incurring or paying the expenditures. Views of Responsible Officials and Planned Corrective Actions – City staff, in the roles of both preparation and review, will ensure that in the process of developing future grant drawdowns, funds are allocated appropriately and accurately

Corrective Action Plan

Entity Name: City of Norman, Oklahoma Person Responsible: Taylor Johnson Contact Phone Number: 405-214-7720 Auditor/Audit Firm: Forvis Mazars Audit Period: June 30, 2025 Finding 2025-001 The City drew grant funds within the Federal Transit - Formula Grants program that were in excess of its immediate cash needs. The auditor recommends that the City should implement additional controls to the grant draw process to ensure that grant project funds are reconciled and are not drawn prior to incurring or paying the expenditures. Management agrees. City staff will ensure lhat additional controls are implemented and, in the roles of both preparation and review, the process of developing future grant drawdowns funds are allocated appropriately and accurately. Estimate Completion Date: July 1, 2026

Categories

Cash Management

Other Findings in this Audit

  • 1182053 2025-001
    Material Weakness Repeat
  • 1182054 2025-001
    Material Weakness Repeat
  • 1182055 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $5.03M
15.507 WATERSMART (SUSTAIN AND MANAGE AMERICA’S RESOURCES FOR TOMORROW) $958,043
20.507 FEDERAL TRANSIT FORMULA GRANTS $819,179
66.202 CONGRESSIONALLY MANDATED PROJECTS $535,876
97.137 STATE AND LOCAL CYBERSECURITY GRANT PROGRAM TRIBAL CYBERSECURITY GRANT PROGRAM $473,019
16.922 EQUITABLE SHARING PROGRAM $256,917
20.205 HIGHWAY PLANNING AND CONSTRUCTION $225,566
15.557 APPLIED SCIENCE GRANTS $93,370
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $43,711
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $33,306
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $27,017
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $20,150
15.904 HISTORIC PRESERVATION FUND GRANTS-IN-AID $17,844
16.575 CRIME VICTIM ASSISTANCE $15,757
93.008 MEDICAL RESERVE CORPS SMALL GRANT PROGRAM $2,500