Finding 1181864 (2023-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2026-03-23

AI Summary

  • Core Issue: Incomplete supporting documentation for federally funded disbursements was found during the audit.
  • Impacted Requirements: Uniform Administrative Requirements mandate retention of sufficient financial records to support federal award costs.
  • Recommended Follow-Up: Management should enhance documentation retention procedures to ensure all expenditures are fully supported before payment.

Finding Text

Condition – During our testing of federally funded disbursements, supporting documentation was found to be incomplete. Required invoices, rental reasonableness calculation forms, and evidence of management approval were not retained in the accounting records for several federally funding disbursements at the time of audit completion. In addition, documentation supporting non-financial expenditures was incomplete, and copies of certain contracts were not maintained. Criteria – Uniform Administrative Requirements require non-Federal entities to retain financial records and supporting documentation sufficient to permit the preparation of financial statements and to substantiate costs charged to federal awards. Effect – Although no unallowable costs were identified for the transactions tested, incomplete documentation increases the risk that unallowable or unsupported costs could be charged to Federal programs. Recommendation – Management should strengthen documentation retention procedures to ensure that all federally funded expenditures are supported by complete and appropriate source documentation prior to payment, that copies of significant contracts are maintained, and that records of non financial expenditures are properly retained. Management's Response – See management's corrective action plan on page 14-15.

Corrective Action Plan

The Organization is in the process of strengthening its documentation retention procedures to ensure all federally funded disbursements aresupported by complete source documentation, including invoices, rental reasonablenessforms, management approvals, non-financial support records, and executed contracts. Staffhave been instructed on updated filing and retention requirements, and the accounting department will perform periodic reviews to confirm that required documentation is maintained in the accounting records prior to payment.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1181862 2023-001
    Material Weakness Repeat
  • 1181863 2023-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $918,810
14.267 CONTINUUM OF CARE PROGRAM $724,653
93.778 MEDICAL ASSISTANCE PROGRAM $217,760