Finding 1180654 (2025-002)

Material Weakness Repeat Finding
Requirement
H
Questioned Costs
-
Year
2025
Accepted
2026-03-17

AI Summary

  • Core Issue: There are significant deficiencies in internal controls over compliance, specifically regarding invoice approvals.
  • Impacted Requirements: Organizations must have effective controls to prevent unauthorized disbursements and ensure compliance with federal regulations.
  • Recommended Follow-Up: Review and strengthen approval processes for expenses, ensuring proper documentation is maintained.

Finding Text

Federal agency: U.S. Department of State Federal program title: U.S. Refugee Admissions Program Assistance Listing Number: 19.510 Pass-Through Agency: Various Pass-Through Number(s): Various Award Period: 10/1/2023-9/20/2024 & 10/1/2024- 9/30/2025 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or Specific Requirement: Organizations must establish and maintain effective internal controls that safeguard cash and other assets, prevent improper or unauthorized disbursements, ensure compliance with federal statutes, regulations, and award terms. Condition: During our period of performance testing, we noted two instances out of a sample of fifty where invoices were not properly approved. Questioned Costs: Not Applicable Context: The Organization did not obtain proper approval for two invoices. Cause: The controls in place were not operating effectively to ensure expenses were properly approved. Effect: Expenses were not properly approved in accordance with internal controls. Repeat Finding: No Recommendation: It is recommended that the Organization review controls in place to ensure expenses are approved and maintain evidence of approval. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

U.S. Department of State U.S. Refugee Admissions Program - Assistance Listing No. 19.510 Recommendation: It is recommended that the Organization review controls in place to ensure expenses are approved and maintain evidence of approval. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Management is reviewing standard operating procedures with the program staff. All expenses will be supported with proper approvals. Management will perform periodic reviews to ensure expenses have evidence of approval. Name(s) of the contact person(s) responsible for corrective action: Christopher Paris, Senior Director of Finance Planned completion date for corrective action plan: June 30, 2025 and Ongoing

Categories

Period of Performance Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1180650 2025-001
    Material Weakness Repeat
  • 1180651 2025-001
    Material Weakness Repeat
  • 1180652 2025-001
    Material Weakness Repeat
  • 1180653 2025-001
    Material Weakness Repeat
  • 1180655 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.676 UNACCOMPANIED CHILDREN PROGRAM $2.73M
19.510 U.S. REFUGEE ADMISSIONS PROGRAM $1.31M
93.576 REFUGEE AND ENTRANT ASSISTANCE DISCRETIONARY GRANTS $1.09M
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $998,058
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $862,150
84.126 REHABILITATION SERVICES VOCATIONAL REHABILITATION GRANTS TO STATES $295,661
16.320 SERVICES FOR TRAFFICKING VICTIMS $208,636
93.778 MEDICAL ASSISTANCE PROGRAM $154,292
84.027 SPECIAL EDUCATION GRANTS TO STATES $90,477
93.583 REFUGEE AND ENTRANT ASSISTANCE WILSON/FISH PROGRAM $79,349
93.595 WELFARE REFORM RESEARCH, EVALUATIONS AND NATIONAL STUDIES $8,012
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $786