Finding 1179269 (2025-002)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-12

AI Summary

  • Core Issue: Inadequate internal controls at Catholic Charities led to incomplete documentation for rent reasonableness tests before payments were made.
  • Impacted Requirements: Compliance with 2 CFR 200.303(a) is essential for managing federal awards, specifically ensuring rent does not exceed fair market rates.
  • Recommended Follow-Up: Revise internal control procedures to ensure all rent reasonableness tests are properly reviewed before payment, as agreed by management.

Finding Text

Department of Housing and Urban Development Continuum of Care, Federal Financial Assistance Listing 14.267, Federal awards MN0238L5K002209, MN0238L5K002310, MN0448L5K002203, MN0448L5K002304, MN0457L5K012203, MN0457L5K012304, MN0449L5K002201, and MN0449L5K002302 included under Federal Financial Assistance Listing 14.267 on the Schedule Special Tests and Provisions Significant Deficiency in Internal Control Over Compliance Criteria: 2 CFR 200.303(a) establishes that the auditee must establish and maintain effective internal control over the federal award that provides assurance that the entity is managing the federal award in compliance with federal statutes, regulations, and the terms and conditions of the federal award. When grant funds are used by Catholic Charities to pay for rent, Catholic Charities must ensure that the rents do not exceed rents currently being charged by the same owner for comparable unassisted units and the portion of grant funds may not exceed HUD-determined fair market rents. These calculations should be reviewed prior to the rent being paid. Condition: During our testing, we identified eight instances where the participant’s file had incomplete or inaccurate documentation of review and approval for the rent reasonableness test. Cause: Catholic Charities’ internal controls did not operate as designed, which resulted in rent reasonableness tests not being reviewed before the rent was paid. Effect: Inadequate internal controls over compliance could result in noncompliance with the federal program. Questioned Costs: None reported. Context/Sampling: A nonstatistical sample of 10 tenants were selected out of 56 tenants for rent reasonableness testing. Repeat Finding from Prior Years: Yes, 2024-001 Recommendation: We recommend management revise their internal control procedures with applicable employees to make sure that all rent reasonableness tests are performed and reviewed by the appropriate personnel prior to the rent being paid. Views of Responsible Officials: Management is in agreement with this finding.

Corrective Action Plan

Finding 2025-002 Federal Agency Name: Department of Housing and Urban Development Assistance Listing Number: 14.267 Program Name: Continuum of Care Finding Summary: Catholic Charities’ internal controls did not operate as designed, which resulted in rent reasonableness tests not being reviewed before the rent was paid. Corrective Action Plan: The Senior Division Director (now VP of Housing) issued the Rent Reasonableness Policy (Scattered Sites) on May 14, 2025. This policy was approved by the CEO on June 3, 2025, and was disseminated to all applicable staff via the Learning Management System (Bridge). Staff are required to read and electronically sign acknowledgement of every policy sent to them via Bridge. Managers in the Scattered Site program were trained on the policy and procedure in July 2025. To ensure compliance with this policy, the VP of Housing will audit all client files at least twice annually. The first audit is scheduled for March 11, 2026. Results of the internal audit will be shared with the Compliance Department for further assessment and action. Responsible Individuals: Kristen Brown, Vice-President of Housing Anticipated Completion Date: March 31, 2026

Categories

Special Tests & Provisions HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1179262 2025-002
    Material Weakness Repeat
  • 1179263 2025-002
    Material Weakness Repeat
  • 1179264 2025-002
    Material Weakness Repeat
  • 1179265 2025-002
    Material Weakness Repeat
  • 1179266 2025-002
    Material Weakness Repeat
  • 1179267 2025-002
    Material Weakness Repeat
  • 1179268 2025-002
    Material Weakness Repeat
  • 1179270 2025-003
    Material Weakness Repeat
  • 1179271 2025-003
    Material Weakness Repeat
  • 1179272 2025-003
    Material Weakness Repeat
  • 1179273 2025-003
    Material Weakness Repeat
  • 1179274 2025-003
    Material Weakness Repeat
  • 1179275 2025-003
    Material Weakness Repeat
  • 1179276 2025-003
    Material Weakness Repeat
  • 1179277 2025-003
    Material Weakness Repeat
  • 1179278 2025-003
    Material Weakness Repeat
  • 1179279 2025-003
    Material Weakness Repeat
  • 1179280 2025-003
    Material Weakness Repeat
  • 1179281 2025-003
    Material Weakness Repeat
  • 1179282 2025-003
    Material Weakness Repeat
  • 1179283 2025-003
    Material Weakness Repeat
  • 1179284 2025-003
    Material Weakness Repeat
  • 1179285 2025-004
    Material Weakness Repeat
  • 1179286 2025-004
    Material Weakness Repeat
  • 1179287 2025-004
    Material Weakness Repeat
  • 1179288 2025-004
    Material Weakness Repeat
  • 1179289 2025-004
    Material Weakness Repeat
  • 1179290 2025-004
    Material Weakness Repeat
  • 1179291 2025-004
    Material Weakness Repeat
  • 1179292 2025-004
    Material Weakness Repeat
  • 1179293 2025-004
    Material Weakness Repeat
  • 1179294 2025-004
    Material Weakness Repeat
  • 1179295 2025-004
    Material Weakness Repeat
  • 1179296 2025-004
    Material Weakness Repeat
  • 1179297 2025-004
    Material Weakness Repeat
  • 1179298 2025-004
    Material Weakness Repeat
  • 1179299 2025-004
    Material Weakness Repeat
  • 1179300 2025-005
    Material Weakness Repeat
  • 1179301 2025-005
    Material Weakness Repeat
  • 1179302 2025-005
    Material Weakness Repeat
  • 1179303 2025-005
    Material Weakness Repeat
  • 1179304 2025-005
    Material Weakness Repeat
  • 1179305 2025-005
    Material Weakness Repeat
  • 1179306 2025-006
    Material Weakness Repeat
  • 1179307 2025-006
    Material Weakness Repeat
  • 1179308 2025-006
    Material Weakness Repeat
  • 1179309 2025-006
    Material Weakness Repeat
  • 1179310 2025-006
    Material Weakness Repeat
  • 1179311 2025-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.008 NON-PROFIT SECURITY PROGRAM $45,599
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $12,890
14.267 CONTINUUM OF CARE PROGRAM $10,479
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $10,000