Finding 1177944 (2025-002)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-03-11

AI Summary

  • Core Issue: The Organization overstated workers’ compensation expenses for fiscal year 2024-25, affecting the Federal Head Start Program's budget.
  • Impacted Requirements: This miscalculation violates the cost principles outlined in 2 CFR Part 200, leading to non-compliance with federal regulations.
  • Recommended Follow-Up: Correct the payroll data entry, implement monthly reviews for accuracy, and consult with the Head Start coordinator for guidance on addressing the overstatement.

Finding Text

CRITERIA: In accordance with The Uniform Guidance Compliance Supplement, Part III, Section B., “Allowable Costs/Cost Principles” and more specifically, 2 CFR Part 200 “Cost Principles for Nonprofit Organizations”, direct costs are those costs that can be identified specifically with a particular final cost objective, or that can be directly assigned to such activities relatively easily with a high degree of accuracy. Such payments must be made in an accurate amount and may not include overpayments or underpayments to eligible recipients. Costs must be necessary and reasonable for the performance of the federal award and allocable under the principles of 2 CFR Part 200, Subpart E. CONDITION: The Organization’s records erroneously overstated workers’ compensation expense in fiscal year 2024-25. Accordingly, the amount allocated to Federal Head Start Program was overstated for the 2024-25 fiscal year. QUESTIONED COSTS: The known questioned cost totaled $34,888. CAUSE: A data entry error resulted in an inaccurate workers’ compensation percentage which was accrued bi-weekly in the Organization’s payroll system. Accordingly, the liability for workers’ compensation was overstated along with the corresponding expense in fiscal year 2024-25. Management’s review of the financial statements did not identify this error in a timely manner. EFFECT: The Organization did not ensure accuracy in the costs charged to the Federal Head Start Program during the program year and therefore, it was not in compliance with the regulation. RECOMMENDATION: We recommend that management correct the payroll system data, ensuring accurate percentages are entered for workers’ compensation, and implement a review procedure to monitor payroll liabilities each month for accuracy. Further, we recommend that program management consult with their Head Start coordinator for further guidance on corrective actions regarding the 2024-25 overstatement. MANAGEMENT RESPONSE: Management did identify the error at the close of the 2024-25 fiscal year and suspended the bi-weekly allocation of workers compensation expense, allowing payments to relieve the overstated liability throughout the 2025-26 fiscal year. Accordingly, the Federal Head Start Program will not be charged with workers’ compensation expense in the 2025-26 program year to correct for the 2024-25 overstatement.

Corrective Action Plan

Name of Contact Person – Stephanie Cooper, Chief Fiscal Officer Recommendation: It was recommended that management correct the payroll system data to ensure accurate percentages are entered for workers’ compensation and implement a review procedure to monitor payroll liabilities each month for accuracy. It was further recommended that program management consult with their Head Start coordinator for further guidance on corrective actions regarding the 2024-25 overstatement. Action Taken: Management identified the error at the close of the 2024-25 fiscal year and suspended the bi-weekly allocation of workers compensation expense, allowing payments to relieve the overstated liability throughout the 2025-26 fiscal year. Accordingly, the Federal Head Start Program will not be charged with workers’ compensation expense in the 2025-26 program year to correct for the 2024-25 overstatement.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1177945 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.600 HEAD START $4.48M
93.778 MEDICAL ASSISTANCE PROGRAM $1.82M
10.557 WIC SPECIAL SUPPLEMENTAL NUTRITION PROGRAM FOR WOMEN, INFANTS, AND CHILDREN $683,152
93.569 COMMUNITY SERVICES BLOCK GRANT $402,389
10.558 CHILD AND ADULT CARE FOOD PROGRAM $308,031
93.647 SOCIAL SERVICES RESEARCH AND DEMONSTRATION $9,469
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $5,851
10.572 WIC FARMERS' MARKET NUTRITION PROGRAM (FMNP) $4,199