Finding 1177790 (2021-006)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2021
Accepted
2026-03-10

AI Summary

  • Core Issue: The Housing Authority failed to provide meeting minutes or resolutions for the fiscal year, indicating a lack of documentation for council oversight.
  • Impacted Requirements: This finding violates the Sarbanes-Oxley Act, which mandates proper oversight and documentation of council activities related to federal grants.
  • Recommended Follow-Up: Implement a system for preparing and centrally filing meeting minutes and resolutions, ensuring they are maintained by the Council’s Secretary and accessible for audits.

Finding Text

2021-006 Minutes/Resolutions Material Weakness This is a repeat finding. The prior-year’s auditing finding number is 2020-006. Condition: The Housing Authority was unable to provide any meeting minutes or resolutions for the fiscal year. Criteria: Adequate council oversight is essential to insure the proper monitoring over federal grants and awards. One major source of support for this monitoring activity is the actual council minutes and resolutions. Under the Sarbanes-Oxley Act, the council is required to maintain a high level of oversight in fulfilling its function. The minutes are critical in documenting the council’s oversight role in the organization. Cause: Lack of filing system may have caused documented meeting minutes to be misplaced. Effect: No documentation exists to document the fulfillment of the Council’s oversight responsibilities or their decisions (resolutions). Recommendation: Written minutes should be prepared for each council meeting along with any approved resolutions/recommendations. The minutes and resolutions should be centrally filed, maintained by the Council’s Secretary, and easily accessible to the auditor. Views of Responsible Officials: See Corrective Action Plan.

Corrective Action Plan

2021-006 Minutes/Resolutions Material Weakness Recommendation: Written minutes should be prepared for each council meeting along with any approved resolutions/recommendations. The minutes and resolutions should be centrally filed, maintained by the Council’s Secretary, and easily accessible to the auditor. Action Taken: The Housing Authority agrees with this finding and will implement this recommendation within 120 days of this audit report.

Categories

Subrecipient Monitoring Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1177772 2021-001
    Material Weakness Repeat
  • 1177773 2021-002
    Material Weakness Repeat
  • 1177774 2021-003
    Material Weakness Repeat
  • 1177775 2021-004
    Material Weakness Repeat
  • 1177776 2021-005
    Material Weakness Repeat
  • 1177777 2021-006
    Material Weakness Repeat
  • 1177778 2021-007
    Material Weakness Repeat
  • 1177779 2021-008
    Material Weakness Repeat
  • 1177780 2021-009
    Material Weakness Repeat
  • 1177781 2021-010
    Material Weakness Repeat
  • 1177782 2021-011
    Material Weakness Repeat
  • 1177783 2021-012
    Material Weakness Repeat
  • 1177784 2021-013
    Material Weakness Repeat
  • 1177785 2021-001
    Material Weakness Repeat
  • 1177786 2021-002
    Material Weakness Repeat
  • 1177787 2021-003
    Material Weakness Repeat
  • 1177788 2021-004
    Material Weakness Repeat
  • 1177789 2021-005
    Material Weakness Repeat
  • 1177791 2021-007
    Material Weakness Repeat
  • 1177792 2021-008
    Material Weakness Repeat
  • 1177793 2021-009
    Material Weakness Repeat
  • 1177794 2021-010
    Material Weakness Repeat
  • 1177795 2021-011
    Material Weakness Repeat
  • 1177796 2021-012
    Material Weakness Repeat
  • 1177797 2021-013
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.019 CORONAVIRUS RELIEF FUND $257,095
14.867 INDIAN HOUSING BLOCK GRANTS $98,880
21.023 EMERGENCY RENTAL ASSISTANCE PROGRAM $86,419