Finding 1177592 (2025-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-09

AI Summary

  • Core Issue: NSLP reimbursement claims were submitted without proper review and documentation, increasing the risk of errors.
  • Impacted Requirements: Claims must be reviewed by someone other than the preparer and documented to comply with federal guidelines.
  • Recommended Follow-Up: Ensure an independent reviewer checks claims before submission and maintain thorough documentation of the review process.

Finding Text

SA-2025-02 – SIGNIFICANT DEFICIENCY FEDERAL AWARD PROGRAM: 10.553, 10.555, 10.559 Child Nutrition Cluster SPECIFIC REQUIREMENT: Federal reimbursement claims are required to be reviewed by a person other than the preparer. CONDITION: During testing of National School Lunch Program (NSLP) reimbursement claims, we noted that claims were submitted without evidence of review prior to submission. In addition, any reviews that may have occurred were not consistently documented. CRITERIA: NSLP reimbursement claims should be reviewed and approved by an individual independent of the preparer prior to submission, and the review should be documented. EFFECT: Without documented controls to ensure NSLP claims are reviewed prior to submission, there is an increased risk that claims may be submitted with errors or inconsistencies, which could impact compliance with federal program requirements. CAUSE: The finance office and food services department experienced turnover during the fiscal year under audit, which contributed to inconsistent review and documentation practices. RECOMMENDATION: We recommend the District assign an individual other than the claim preparer to review NSLP reimbursement claims prior to submission and maintain documentation of that review. VIEWS OF RESPONSIBLE OFFICIALS: The District acknowledges the importance of ensuring National School Lunch Program (NSLP) reimbursement claims are reviewed by an individual other than the preparer and that this review is properly documented. During the fiscal year ended June 30, 2025, staffing turnover and competing workload demands contributed to an inconsistency in the documented review process prior to claim submission. Management agrees with the recommendation and has already implemented corrective actions to strengthen oversight and documentation. The District has assigned an independent reviewer to review NSLP claims prior to submission and has implemented a standardized process to document the review and approval. In addition, the District will continue to reinforce written procedures and cross-training to support consistency and continuity. The District is committed to maintaining compliance with federal program requirements and ensuring these controls remain in place going forward.

Corrective Action Plan

Estacada School District submits this Corrective Action Plan in response to audit finding SA-2025-02, included in the District’s audit report for the fiscal year ended June 30, 2025, related to the Child Nutrition Cluster federal programs. Finding SA-2025-02 – Significant Deficiency Federal Program: 10.553, 10.555, 10.559 Child Nutrition Cluster Condition: NSLP reimbursement claims were submitted without consistent evidence of independent review and documentation prior to submission. Cause: Staffing turnover and workload demands contributed to inconsistent review practices. Recommendation: Assign an individual other than the preparer to review NSLP reimbursement claims prior to submission and retain documentation of the review. Corrective Action Plan The District has implemented procedures requiring all NSLP reimbursement claims to be reviewed and approved by an individual independent of the preparer prior to submission. A standardized review and documentation process has been implemented to ensure review is consistently completed and retained with claim submission records. Written procedures and cross-training will continue to support consistency and continuity. Implementation Date Corrective actions were implemented during in July 2025 and are currently in place as of February 2026.

Categories

School Nutrition Programs Cash Management Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1177590 2025-002
    Material Weakness Repeat
  • 1177591 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.027 SPECIAL EDUCATION GRANTS TO STATES $490,089
10.555 NATIONAL SCHOOL LUNCH PROGRAM $478,308
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $345,009
10.553 SCHOOL BREAKFAST PROGRAM $112,905
84.425 COVID-19-EDUCATION STABILIZATION FUND $81,991
84.126 REHABILITATION SERVICES VOCATIONAL REHABILITATION GRANTS TO STATES $57,865
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $47,082
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $38,137
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $30,049
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $18,714
84.011 MIGRANT EDUCATION STATE GRANT PROGRAM $17,439
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $14,655
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $4,333
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $3,670