Finding 1176714 (2025-001)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-03-06
Audit: 390612
Organization: Aspire Indiana Health, Inc. (IN)

AI Summary

  • Core Issue: Incorrect rent amounts for two tenants led to inaccurate reimbursement under the federal grant.
  • Impacted Requirements: The Organization failed to maintain effective internal controls as required by 45 CFR §75.303.
  • Recommended Follow-Up: Conduct a detailed review of rental assistance calculations and implement an additional review step before submitting to the federal government.

Finding Text

2025-001 Information on the Federal Program: Assistance Listing Number 14.267; Continuum of Care Program; Department of Housing and Urban Development Criteria Or Specific Requirement: Activities Allowed/Unallowed and Cost Principles: As stated in 45 CFR §75.303, the non-federal entity (i.e., the Organization) must establish and maintain effective internal control over the federal award that provides reasonable assurance that the non-federal entity is managing the federal award in compliance with federal statutes, regulations and terms and conditions of the federal award. Condition: The Organization identified two tenants whose rent amounts used in the rental assistance calculations did not agree with the executed lease agreements, resulting in incorrect reimbursement under the grant. Cause: The Organization did not consistently follow its established internal control policies and procedures designed to ensure that tenant rent amounts agreed to the rental assistance calculations. Effect or Potential Effect: There is a risk of overstating expenditures to the program, resulting in actual and/or potential questioned costs. Questioned Costs: $540 Context: During testing of rent reasonableness determinations, incorrect rent amounts for two of fifteen tenants were used in calculating the grant drawdown, resulting in an overstatement of rental assistance charged to the grant. Identification as a Repeat Finding, if Applicable: Not a repeat finding. Recommendation: We recommend that an individual with sufficient knowledge of the federal program perform a detailed review of rental assistance calculations for each lease. Additionally, management should consider implementing an additional level of review prior to final submission to the federal government. Views of Responsible Officials and Planned Corrective Actions: Management has corrected the rental assistance payments in the system to prevent further errors and will reduce future drawdowns for the two affected tenants to make the federal government whole.

Corrective Action Plan

Findings Reported by Uniform Guidance – The following steps have been taken or will be taken to address Finding 2025-001: • Aspire Indiana Health continues to focus on reviews of the rental assistance calculation forms to make sure future issues are caught before submission • Aspire Indiana Health upon discovery of the errors corrected within the system and plan to reverse out the dollars received in future drawdowns for this program

Categories

Cash Management Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1176713 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $1.16M
93.917 HIV CARE FORMULA GRANTS $603,323
14.267 CONTINUUM OF CARE PROGRAM $600,252
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $504,427
14.241 HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS $310,146
96.008 SOCIAL SECURITY - WORK INCENTIVES PLANNING AND ASSISTANCE PROGRAM $292,225
93.940 HIV PREVENTION ACTIVITIES HEALTH DEPARTMENT BASED $238,019
16.575 CRIME VICTIM ASSISTANCE $213,539
93.667 SOCIAL SERVICES BLOCK GRANT $104,303
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $63,351
64.033 VA SUPPORTIVE SERVICES FOR VETERAN FAMILIES PROGRAM $59,760
93.829 SECTION 223 DEMONSTRATION PROGRAMS TO IMPROVE COMMUNITY MENTAL HEALTH SERVICES $50,538
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $26,363
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $24,059
93.527 GRANTS FOR NEW AND EXPANDED SERVICES UNDER THE HEALTH CENTER PROGRAM $16,290
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $8,838
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $4,008
93.569 COMMUNITY SERVICES BLOCK GRANT $1,553