Finding 1176609 (2024-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2026-03-05
Audit: 390428
Organization: The Lords Place, INC (FL)

AI Summary

  • Core Issue: A Federal grant related to a forgivable loan was not recorded in the correct period due to a communication breakdown.
  • Impacted Requirements: Compliance and reporting obligations under HUD’s CDBG-CV program were not met, affecting financial accuracy.
  • Recommended Follow-Up: Ensure all loan agreements are shared with Finance and Accounting to prevent future oversight and maintain compliance.

Finding Text

Subsequent to June 30, 2024, management became aware that a Federal grant passed through from the Palm Beach County Board of County Commissioners (the County) and from the U.S. Department of Housing and Urban Development (HUD) via a forgivable loan entered into during the fiscal year, along with the related real property acquisition and escrow activity, had not been recorded in the appropriate period. The forgivable promissory note was funded through HUD’s Community Development Block Grant (CDBG‑CV) program, which carries specific compliance and reporting requirements. Management identified that the executed Loan Agreement had not been provided to the Agency’s Finance and Accounting personnel as intended. As a result, the Loan Agreement, the property purchase, and related compliance requirements were not communicated to the appropriate individuals who were unaware of the transaction and therefore did not record the purchase of the property or the associated debt as of June 30, 2024. Additionally, borrowings under the Loan Agreement are subject to federal single audit requirements, as the funding for the forgivable loan was provided by HUD under the CDBG‑CV program.

Corrective Action Plan

Management will establish policies and procedures to help ensure that all loan and grant agreements entered by the Agency are communicated to the appropriate individuals in the finance and accounting department, as well as to the Agency’s executive leadership, prior to the agreements being finalized.

Categories

Procurement, Suspension & Debarment HUD Housing Programs Reporting Equipment & Real Property Management Matching / Level of Effort / Earmarking

Programs in Audit

ALN Program Name Expenditures
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $1.63M
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $1.11M
14.267 CONTINUUM OF CARE PROGRAM $353,702
16.812 SECOND CHANCE ACT REENTRY INITIATIVE $335,620
14.251 ECONOMIC DEVELOPMENT INITIATIVE, COMMUNITY PROJECT FUNDING, AND MISCELLANEOUS GRANTS $331,035
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $309,099
93.150 PROJECTS FOR ASSISTANCE IN TRANSITION FROM HOMELESSNESS (PATH) $243,435
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $59,258
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $56,731