Finding 1176462 (2025-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-04

AI Summary

  • Core Issue: The College failed to report the Pell disbursement date and applied date accurately to the COD system.
  • Impacted Requirements: Reporting must occur within 15 days of disbursement as per federal regulations (34 CFR 690.83(b)(2) and 34 CFR 685.309).
  • Recommended Follow-up: The College should review and improve its reporting procedures to ensure compliance with COD requirements.

Finding Text

Common Origination and Disbursement (COD) Reporting Federal Agency: U.S. Department of Education Federal Program Title: Student Financial Assistance Cluster Federal Assistance Listing Number: 84.063Federal Award Identification Number and Year: P268K252104, award is for the 2024-2025 year Award Period: 7/1/24-6/30/25 Type of Finding: Significant Deficiency in Internal Control over Compliance, Other Matters Criteria or Specific Requirement: The Department of Education requires the College to report the disbursement dates and amounts to the Common Origination and Disbursement (COD) system within 15 days of disbursing Pell (34 CFR 690.83(b)(2) and Direct Loan (34 CFR 685.309) funds to a student. Condition: Pell disbursement date and applied date was not properly reported to COD. Questioned Costs: None Context: During our testing of COD reporting for Pell, we noted 1 student out of a sample of 40 students tested, the disbursement date and applied date reported did not match the College. Cause: Disbursement date and applied date were incorrectly reported to COD. Effect: The College is not in compliance with reporting requirements to COD. Repeat Finding: No. Auditors' Recommendation: We recommend the College evaluate its procedures and policies around reporting to the COD to ensure that student information is reported accurately. Views of Responsible Officials: See attached corrective action plan.

Corrective Action Plan

Common Origination and Disbursement (COD) Reporting Recommendation: We recommend the College evaluate its policies and procedures around reporting to the COD to ensure that information is reported accurately. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to the finding: A PELL reconciliation report will be pulled monthly to check that the disbursement dates/amounts on COD match the disbursement dates/amounts on PowerFAIDS and Bionic. Name of the contact person responsible for corrective action: Shannon Braccili, Associate Director of Financial Aid Planned completion date for corrective action plan: Effective starting August 2025 with the first Fall 2025 PELL disbursement and continuing through the end of the academic year. This procedure will continue to be followed in subsequent academic years.

Categories

Student Financial Aid Reporting Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1176458 2025-001
    Material Weakness Repeat
  • 1176459 2025-001
    Material Weakness Repeat
  • 1176460 2025-001
    Material Weakness Repeat
  • 1176461 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $1.61M
84.063 FEDERAL PELL GRANT PROGRAM $1.51M
84.031 HIGHER EDUCATION INSTITUTIONAL AID $524,411
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $187,972
47.049 MATHEMATICAL AND PHYSICAL SCIENCES $168,965
81.049 OFFICE OF SCIENCE FINANCIAL ASSISTANCE PROGRAM $158,826
43.001 SCIENCE $143,712
47.075 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES $128,509
84.033 FEDERAL WORK-STUDY PROGRAM $116,785
93.867 VISION RESEARCH $88,038
89.003 NATIONAL HISTORICAL PUBLICATIONS AND RECORDS GRANTS $81,682
93.172 HUMAN GENOME RESEARCH $79,477
47.070 COMPUTER AND INFORMATION SCIENCE AND ENGINEERING $76,767
93.859 BIOMEDICAL RESEARCH AND RESEARCH TRAINING $58,014
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $46,873
45.169 PROMOTION OF THE HUMANITIES OFFICE OF DIGITAL HUMANITIES $46,599
47.050 GEOSCIENCES $36,385
47.074 BIOLOGICAL SCIENCES $26,608
93.242 MENTAL HEALTH RESEARCH GRANTS $23,562
93.121 ORAL DISEASES AND DISORDERS RESEARCH $20,231
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $3,690
94.014 AMERICORPS MARTIN LUTHER KING JR. DAY OF SERVICE GRANTS 94.014 $2,181