Finding 1176392 (2025-003)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-03-04
Audit: 390213
Organization: School District of Osceola (WI)

AI Summary

  • Core Issue: The District failed to follow its own procurement policies, risking non-compliance with federal guidelines.
  • Impacted Requirements: Lack of documentation for vendor verification and bid procedures violates 2 CFR part 200.318.
  • Recommended Follow-Up: Ensure staff are trained on procurement policies and compliance with vendor eligibility rules.

Finding Text

Finding 2025-003: Significant Deficiency - Internal Control and Compliance Over Procurement Program: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555 Pass-Through Agency: Wisconsin Department of Public Instruction Repeat of Prior Year Finding 2024-003 Criteria: Guidance provided in 2 CFR part 200.318 requires non-federal entities to establish and follow their own documented procurement procedures that conform to applicable federal law and standards. A system of internal controls should be in place to ensure procurement policies are being adhered to. There are also requirements to verify the vendors are not suspended or debarred, and per the District's procurement policy, multiple quotes or bids should be obtained. Condition/Context: For one of the two contracts tested, the District was unable to provide evidence that the District's procurement policy was followed. The food service director handled the procurement with no evidence retained documenting: 1) prior approval of the equipment purchase, 2) the District's bid/quote procedures were followed, and 3) the District's policy to verify the vendor is not debarred or suspended was followed. The sample was not a statistically valid sample. Cause: The District's policy for procurement was not effectively communicated to staff or enforced. Effect: This could potentially lead to higher costs for the food service program or selection of vendors who are not eligible to be paid with federal funds. Questioned Costs: None noted. Recommendation: The District should communicate with personnel to ensure they are familiar with and complying with the District's policies regarding procurement, suspension and debarment rules for federal programs. Views of Responsible Officials: Management agrees with finding 2025-003 and will make efforts to implement recommended procedures.

Corrective Action Plan

Finding Reference Number: Finding 2025-003: Significant Deficiency - Internal Control and Compliance Over Procurement – Child Nutrition Cluster Corrective Action: The District acknowledges this finding. Due to its size, it is not cost effective to have more than one person in the food service department working with the procurements. The District will assign someone in the District office to review procurement requirements and ensure contracts meet the District’s policies. The Business Manager will work with the Food Service Director on a process to review procurement requirements and to ensure the contracts meet the District’s policies. This will include language to ensure that a person in the business office will review purchases submitted by the food service department to ensure they are meeting policy requirements. Responsible Person: Shannon Grindell, Susan Mayer

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1176389 2025-003
    Material Weakness Repeat
  • 1176390 2025-003
    Material Weakness Repeat
  • 1176391 2025-003
    Material Weakness Repeat
  • 1176393 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.027 SPECIAL EDUCATION GRANTS TO STATES $344,558
10.555 NATIONAL SCHOOL LUNCH PROGRAM $274,679
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $147,563
93.778 MEDICAL ASSISTANCE PROGRAM $119,410
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $32,383
10.553 SCHOOL BREAKFAST PROGRAM $20,387
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $16,382
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $10,300
84.425 EDUCATION STABILIZATION FUND $7,073