Finding 1176359 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-04
Audit: 390179

AI Summary

  • Core Issue: The City failed to report required subawards of $30,000 or more through the FFATA Subaward Reporting System (FSRS).
  • Impacted Requirements: Noncompliance with FFATA reporting obligations due to inadequate internal controls.
  • Recommended Follow-Up: The City should enhance its procedures for timely FFATA reporting to ensure compliance with federal requirements.

Finding Text

2025‐001 –Federal Funding Accountability and Transparency Act (FFATA) Reporting Finding Type. Immaterial Noncompliance; Significant Deficiency in Internal Controls over Compliance. Federal program(s) U.S. Department of Housing and Urban Development ‐ Community Development Block Grants/Entitlement Grants (ALN 14.218); Direct award; Project Number B-23-MC-26-0014. Criteria. Under the requirements of the Federal Funding Accountability and Transparency Act, direct recipients of grants or cooperative agreements are required to report first-tier subawards of $30,000 or more to the Federal Funding Accountability and Transparency Act Subaward Reporting System (FSRS). Direct recipients must report key data elements by registering through the FSRS and reporting subaward data through that system. Direct recipients that are awarded a federal grant are required to file a FFATA sub-award report by the end of the month following the month in which the prime awardee awards any sub-grant equal to or greater than$30,000. Condition. The City did not submit the required key data elements through the FSRS reporting system as required by the Uniform Guidance. Cause. The City does not have the proper internal controls in place to ensure that FFATA reporting is completed promptly in accordance with the requirements of the Uniform Guidance. Effect. The City did not follow federal requirements for FFATA reporting through the FSRS and as a result has not completed the appropriate sub-award reporting that is required for direct recipients. Questioned Costs. None, insofar as the condition noted in this finding relates solely to reporting requirements and does not involve charging unallowable, unsupported, or ineligible costs to the program. Recommendation. We recommend that the City review its procedures for FFATA reporting through FSRS and ensure that all key data elements are reported timely moving forward. View of Responsible Officials. The City will ensure that its procedures for FFATA reporting on all required grants are updated to ensure future compliance with this requirement.

Corrective Action Plan

2025-001 – Federal Funding Accountability and Transparency Act (FFATA) Reporting Auditor Description of Criteria, Condition, and Effect: Under the requirements of the Federal Funding Accountability and Transparency Act, direct recipients of grants or cooperative agreements are required to report first-tier subawards of $30,000 or more to the Federal Funding Accountability and Transparency Act Subaward Reporting System (FSRS). Direct recipients must report key data elements by registering through the FSRS and reporting subaward data through that system. Direct recipients that are awarded a federal grant are required to file a FFATA sub-award report by the end of the month following the month in which the prime awardee awards any sub-grant equal to or greater than $30,000. The City did not submit the required key data elements through the FSRS reporting system as required by the Uniform Guidance and as a result has not completed the appropriate sub-award reporting that is required for direct recipients. Auditor Recommendation: We recommend that the City review its procedures for FFATA reporting through FSRS and ensure that all key data elements are reported timely moving forward. Corrective Action: Upon discovery of the issue in November 2025, City staff corrected the noncompliance by submitting the required report to the appropriate reporting system/entity. To prevent recurrence, management has strengthened internal controls over FFATA reporting and Single Audit preparation by (1) adding review and verification steps, (2) communicating expectations with key personnel, and (3) explicitly assigning submission responsibility to a designated submitter who is independent of the individual(s) responsible for monitoring compliance. These control enhancements are expected to identify and prevent similar deficiencies and, based on implementation to date, appear to be operating effectively. Responsible Person: Jason Denton, Controller Anticipated Completion Date: June 30, 2026

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles Eligibility Reporting Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $7.99M
16.922 EQUITABLE SHARING PROGRAM $697,917
20.939 SAFE STREETS AND ROADS FOR ALL $401,619
20.601 ALCOHOL IMPAIRED DRIVING COUNTERMEASURES INCENTIVE GRANTS I $104,377
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $89,275
93.U00 State and Local Task Force $59,202
97.044 ASSISTANCE TO FIREFIGHTERS GRANT $42,980
20.205 HIGHWAY PLANNING AND CONSTRUCTION $28,829
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $26,813
20.616 NATIONAL PRIORITY SAFETY PROGRAMS $20,672
10.331 GUS SCHUMACHER NUTRITION INCENTIVE PROGRAM $20,125
16.U00 Violent Crimes Task Force $1,930
10.576 SENIOR FARMERS MARKET NUTRITION PROGRAM $1,625
97.067 HOMELAND SECURITY GRANT PROGRAM $696