Finding 1176280 (2025-002)

Material Weakness Repeat Finding
Requirement
G
Questioned Costs
-
Year
2025
Accepted
2026-03-03
Audit: 390129
Organization: Herron High School, Inc. (IN)
Auditor: DONOVAN PC

AI Summary

  • Core Issue: The maintenance of effort calculations for federal funding are based on an unreliable Form 9 report, leading to potential inaccuracies in reported expenditures.
  • Impacted Requirements: Compliance with 2 CFR part 200, which mandates accurate fiscal effort reporting to qualify for Title I funding.
  • Recommended Follow-Up: Implement internal controls to ensure accurate reporting of expenses on the Form 9 report, aligning with state guidelines.

Finding Text

FINDING 2025-002 – MAINTENANCE OF EFFORT Significant Deficiency Federal Programs: Title I, Part A – Assistance Listing Number 84.010 Criteria 2 CFR part 200, Appendix XI, Compliance Supplement 2020, Section 4-84.000-13, states “An LEA may receive funds under an applicable program only if the SEA finds that the combined fiscal effort per student or the aggregate expenditures of the LEA from state and local funds for free public education for the preceding year was not less than 90 percent of the combined fiscal effort or aggregate expenditures for the second preceding year, unless specifically waved.” Condition The Indiana Department of Education completes the maintenance of effort calculation using the Form 9 report issued by the Organization, which is a cash-basis report. Review of the Organization’s Form 9 found the report to be unreliable for analysis of expenditures. The Form 9 reflected a total ending cash balance for all three schools of ($7,037,772), when the total cash balance held by the school at June 30, 2025 was $3,083,380. Cause and Effect The Organization did not report activity in line with the guidelines set by the Indiana Department of Education. Maintenance of effort calculations prepared by the Indiana Department of Education could be impacted by incorrect reporting of expense transactions. Recommendation We recommend the Organization develop internal controls to ensure expenses are properly reported on the Form 9 report in line with guidelines. Views of Responsible Officials and Planned Corrective Actions The Organization’s Corrective Action Plan is included on pages 37 to 38.

Corrective Action Plan

U.S. DEPARTMENT OF EDUCATION AND INDIANA DEPARTMENT OF EDUCATION Title I, Part A – AL #84.010 2025-002 Maintenance of Effort Significant Deficiency Recommendation: The auditor recommends the Organization develop internal controls to ensure expenses are properly reported on the Form 9 report in line with guidelines. Planned Corrective Action: The Organization has begun to use an outside vendor skilled in the preparation of Form 9 reporting and up-to-date on standards and compliance. An error in documents provided to this vendor lead to the misrepresentation of information on the report. Moving forward, all employees of the Organization are aware that any changes made that will impact the Form 9 after finalization of the period need to be conveyed to our Form 9 preparer. The Organization has provided modifications to the opening balances to the DOE in order to correct this error. Michelle Krauter, VP, Chief Financial Officer, will work with outside vendor to ensure all records are accurate. This process has already begun as of the date of this report and will be completed within the fiscal year. If the U.S. Department of Education has questions regarding this plan, please call Michelle Krauter, Vice President, Chief Financial Officer at 317.231.0010 Sincerely yours, Michelle Krauter, Vice President, Chief Financial Officer Herron High School, Inc. d/b/a Herron Classical Schools and its Wholly-Owned Subsidiaries

Categories

Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1176279 2025-002
    Material Weakness Repeat
  • 1176281 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $639,707
84.425 EDUCATION STABILIZATION FUND $594,742
10.553 SCHOOL BREAKFAST PROGRAM $225,134
84.282 CHARTER SCHOOLS $101,200
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $72,347
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $54,271
84.027 SPECIAL EDUCATION_GRANTS TO STATES $23,975
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $3,899
84.367 IMPROVING TEACHER QUALITY STATE GRANTS $209