Finding 1176228 (2025-005)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-03-03

AI Summary

  • Core Issue: There is a significant deficiency in internal controls over reporting, specifically due to the same person preparing and certifying claims.
  • Impacted Requirements: The lack of proper segregation of duties increases the risk of errors in reporting, which could lead to incorrect financial statements.
  • Recommended Follow-Up: Implement a system where one person prepares the report and another reviews it before submission, ensuring documentation of the review process is maintained.

Finding Text

Finding 2025-005: Significant Deficiency - Internal Control Over Reporting Program: COVID-19: Education Stabilization Fund Assistance Listing Number: 84.425 Pass-Through Agency: Wisconsin Department of Public Instruction Repeat of Prior Year Finding 2024-005 Criteria: A system of internal control should be in place and operating effectively to achieve higher reliability that errors or irregularities in reporting would be discovered by the District. Condition/Context: For the two claims selected for testing, the reports were prepared and certified by the same person. The sample was not statistically valid. Cause: There is improper segregation of duties surrounding the preparation and submission of claim forms. Effect: Incorrect amounts could be reported in the claims, potentially resulting in overreported or underreported expenses. Questioned Costs: None noted. Recommendation: The District should implement a system in which one person prepares the report and another reviews to ensure it is correct prior to submission. Documentation of review should be maintained. Views of Responsible Officials: Management agrees with finding 2025-005 and has made efforts to implement recommended procedures. All claims will be reviewed and approved by a third party prior to submission.

Corrective Action Plan

2025-005: Internal Control over Reporting – COVID-19: Education Stabilization Fund Corrective Action: Due to its size, it is not cost effective to hire additional staff to complete necessary reporting. Reviews and checks have been put into place prior to claim submissions with existing staff members. Responsible Person: Danielle Mittermeyer Anticipated Completion Date: Ongoing

Categories

Internal Control / Segregation of Duties Reporting Significant Deficiency

Other Findings in this Audit

  • 1176223 2025-003
    Material Weakness Repeat
  • 1176224 2025-003
    Material Weakness Repeat
  • 1176225 2025-003
    Material Weakness Repeat
  • 1176226 2025-003
    Material Weakness Repeat
  • 1176227 2025-004
    Material Weakness Repeat
  • 1176229 2025-006
    Material Weakness Repeat
  • 1176230 2025-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 EDUCATION STABILIZATION FUND $429,546
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $267,264
84.027 SPECIAL EDUCATION GRANTS TO STATES $253,805
10.555 NATIONAL SCHOOL LUNCH PROGRAM $203,483
93.778 MEDICAL ASSISTANCE PROGRAM $114,192
10.553 SCHOOL BREAKFAST PROGRAM $103,469
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $47,583
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $22,690
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $16,504
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $11,699
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $9,153
93.354 PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE $1,149