Finding 1175934 (2022-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2026-03-02
Audit: 389901
Organization: Head Start of Lane County (OR)
Auditor: WIPFLI LLP

AI Summary

  • Core Issue: Head Start of Lane County failed to submit audited financial statements by the March 31, 2023 deadline, marking a repeat issue from the previous year.
  • Impacted Requirements: Uniform Guidance mandates that audited financial statements be submitted within nine months after the fiscal year-end.
  • Recommended Follow-Up: Management should assess the finance department's operations and establish procedures to ensure timely filing of required reports.

Finding Text

U.S Department of Health and Human Services - Head Start Cluster - AL #93.600 Grant Number: 10CH01165001/10CH01165002/10CH01165001C5/10CH01165001C6 Grant Period: July 1, 2021 to June 30, 2022 Questioned Costs: None How the questioned costs were computed: N/A Condition – Under Uniform Guidance, Head Start of Lane County's audited financial statements for the year ended June 30, 2022 were due to the federal single audit clearinghouse by March 31, 2023. Head Start of Lane County's June 30, 2022 audited financial statements were not completed for submission to the federal audit clearinghouse until after March 31, 2023. This is a repeat finding from the prior year. Criteria – Uniform Guidance requires audited financial statements to be submitted to the federal audit clearinghouse within nine-months after an entity’s year-end. Cause – During the audit year, there was turnover in Head Start of Lane County’s business office which contributed to the lack of timely submission. In addition, the circumstances surrounding the COVID-19 pandemic continued to affect the timeliness of the submission process. Head Start of Lane County is working on streamlining and implementing processes to address the deficiency noted in the condition paragraph. Effect – A significant deficiency in internal control over compliance and an instance of noncompliance exists due to failure to provide financial statements in a timely manner in order to meet audit submission deadlines. Recommendation - We recommend management and those charged with governance evaluate the operation of the finance department and implement procedures to ensure that required reports are filed in a timely manner. View of Responsible Officials - Management agrees with the assessment and has committed to a corrective action plan.

Corrective Action Plan

Head Start of Lane County has created a timeline in partnership with Wipfli to ensure the completion of delinqunet audits and to ensure timely completion after August 31, 2026

Categories

Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1175929 2022-002
    Material Weakness Repeat
  • 1175930 2022-002
    Material Weakness Repeat
  • 1175931 2022-003
    Material Weakness Repeat
  • 1175932 2022-003
    Material Weakness Repeat
  • 1175933 2022-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.600 HEAD START $717,288
10.558 CHILD AND ADULT CARE FOOD PROGRAM $352,722
93.870 MATERNAL, INFANT AND EARLY CHILDHOOD HOME VISITING GRANT $249,519