Finding 1175928 (2025-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-03-02
Audit: 389897
Auditor: CLARK NUBER P S

AI Summary

  • Core Issue: There is a significant deficiency in internal controls over compliance with allowable costs for federal awards.
  • Impacted Requirements: Costs charged must be adequately documented and represent allowable expenses as per 2 CFR 200, Subpart E.
  • Recommended Follow-Up: Implement stronger internal controls to ensure thorough review of calculations and proper documentation for costs charged to federal awards.

Finding Text

Significant deficiency in internal controls over compliance with allowable costs/cost principles compliance requirements. Federal Agency: Department of Labor Program Title: WIOA Cluster Assistance Listing Number: 17.259 Award Number: 24-124-OSY; 24-108-ISY Award Period: July 1, 2024 through June 30, 2025 Criteria 2 U.S. Code of Federal Regulations (CFR) 200 Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards Subpart E requires that costs charged to federal awards be supported by adequate documentation and represent charges for allowable costs. Condition/Context for Evaluation In a sample of 25 payroll selections, we noted three charges made to federal awards for which there were errors in intervening calculations that resulted in incorrect amounts being charged to Federal awards. Cause The Clubs’ internal controls did not include sufficient review of intervening calculations in accumulating costs to be invoiced. Effect or Potential Effect The Clubs did not fully comply with the allowable costs principles as specified in 2 CFR 200, Subpart E. As a result, there may be charges to awards that do not have adequate support. Questioned Costs No known questioned costs. Known errors resulted in amounts undercharged to federal awards. Repeat Finding Not applicable. Recommendation We recommend that the Clubs implement the necessary internal controls to ensure sufficient review of intervening calculations are performed and costs charged to federal awards are based on actual expenses incurred and paid and are supported by adequate documentation. Views of Responsible Officials of Auditee Management agrees with the finding and has provided the accompanying corrective action plan.

Corrective Action Plan

Contact Person(s): Sandy Fabre, CFO Explanation and specific reasons for disagreement with the audit finding or that corrective action is not required (if applicable): No disagreement Corrective action planned: Management is responsible for preparing and invoicing for all Federal awards. Completed invoices will be circulated back to key project staff for review prior to final management review, signature, and submission to awarding agency. Training tools on timekeeping will be improved to ensure all staff employed on a Federal award adequately comply with cost principles. Anticipated completion date: 05/01/2026

Categories

Allowable Costs / Cost Principles Significant Deficiency

Other Findings in this Audit

  • 1175925 2025-001
    Material Weakness Repeat
  • 1175926 2025-002
    Material Weakness Repeat
  • 1175927 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
17.259 WIOA YOUTH ACTIVITIES $382,670
10.558 CHILD AND ADULT CARE FOOD PROGRAM $100,983
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $51,022
93.788 OPIOID STR $4,330
17.285 REGISTERED APPRENTICESHIP $3,534