Finding 1175808 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-03-02

AI Summary

  • Core Issue: The College missed the FISAP submission deadline, submitting it on October 3, 2025, and signing the required page on October 15, 2025.
  • Impacted Requirements: This non-compliance may lead to the return of approximately $441,023 in federal aid and affect eligibility for future funding.
  • Recommended Follow-Up: Improve control processes for timely FISAP submissions and monitor the status of the waiver request with the Department of Education.

Finding Text

Federal Assistance Listing Number: 84.007 Federal Supplemental Educational Opportunity Grant(“FSEOG”), 84.033 Federal Work-Study Program (“FWS”), 84.038 Federal Perkins Loan Program (“Perkins”) Criteria: Per the federal register and the federal student aid electronic communication, the deadline for the electronic submission of the Fiscal Operations Report for 2024-25and the Application to Participate for 2026-27 (“FISAP”) was 11:59 pm eastern time on October 1, 2025. Transmission must be completed prior to midnight. Additionally, the signature page must be printed, signed, and mailed by the October 1, 2025 deadline. Condition: The College did not submit the FISAP for Award Year July 1, 2024 - June 30, 2025 (Application Award Year July 1, 2026 - June 30, 2027) until October 3, 2025 and did not sign the signature page until October 15, 2025. Cause: The financial aid department at the College experienced staff turnover during the year which resulted in the College not meeting the submission and filing deadline. Effect: The College is not in compliance with the federal regulations regarding the submission of the FISAP and related signature page which may require the College to return campus-based aid drawn down for the FSEOG, FWS, and Perkins programs in the amount of approximately $441,023 for the 2024-2025 award year. Additionally, this may impact the College’s eligibility to receive campus-based aid for the 2026-2027 school year. The College has requested a waiver from the Department of Education for not meeting the submission and filing deadline. As of the date of the report, the waiver is pending approval therefore it is uncertain whether the return of the 2024-2025 campus-based aid (FSEOG of $87,862, FWS of $152,318, and Perkins of $200,842 totaling $441,023) will be required. Prevalence: The College did not submit the FISAP until October 3, 2025 and did not sign the signature page until October 15, 2025. Recommendation: The College should improve their control processes to ensure timely reporting and submission of the FISAP and related signature page. Management’s Response and Planned Corrective Action: Management identified the issue on October 3, 2025 and made the FISAP submission immediately and filed the signature page on October 15, 2025. The issue resulted from staff turnover during the year. Upon discovery, management promptly updated procedures, including adding calendar reminders to avoid such missed occurrences going forward. Additionally, the College has submitted a waiver request with the Department of Education to avoid the return of $441,023 in campus-based aid and to obtain eligibility to receive campus-based aid for the 2026-2027 school year. As of the date of the report, a response to the waiver request from the Department of Education has not been received.

Corrective Action Plan

Finding Number: 2025-003 Federal Assistance Listing Number: 84.007 Federal Supplemental Educational Opportunity Grant, 84.033 Federal Work-Study Program, 84.038 Federal Perkins Loan Program Year Ended: June 30, 2025 Responsible Individual: Steven Dwire, Director of Financial Aid Management’s Response and Corrective Action Plan: Management identified the issue on October 3, 2025 and made the FISAP submission immediately and filed the signature page on October 15, 2025. The issue resulted from staff turnover during the year. Upon discovery, management promptly updated procedures, including adding calendar reminders to avoid such missed occurrences going forward. Additionally, the College has submitted a waiver request with the Department of Education to avoid the return of $441,023 in campus-based aid and to obtain eligibility to receive campus-based aid for the 2026-2027 school year. As of the date of the report, a response to the waiver request from the Department of Education has not been received.

Categories

Student Financial Aid

Other Findings in this Audit

  • 1175804 2025-001
    Material Weakness Repeat
  • 1175805 2025-002
    Material Weakness Repeat
  • 1175806 2025-003
    Material Weakness Repeat
  • 1175807 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $15.96M
93.342 HEALTH PROFESSIONS STUDENT LOANS, INCLUDING PRIMARY CARE LOANS AND LOANS FOR DISADVANTAGED STUDENTS $1.30M
84.063 FEDERAL PELL GRANT PROGRAM $1.26M
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $200,842
84.033 FEDERAL WORK-STUDY PROGRAM $152,318
47.084 NSF TECHNOLOGY, INNOVATION, AND PARTNERSHIPS $146,353
93.394 CANCER DETECTION AND DIAGNOSIS RESEARCH $144,219
93.396 CANCER BIOLOGY RESEARCH $128,595
93.855 ALLERGY AND INFECTIOUS DISEASES RESEARCH $88,641
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $87,863
11.619 ARRANGEMENTS FOR INTERDISCIPLINARY RESEARCH INFRASTRUCTURE $75,286
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $5,097
93.839 BLOOD DISEASES AND RESOURCES RESEARCH $1,072