Finding 1175761 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-02-27
Audit: 389673
Organization: Webster University (MO)

AI Summary

  • Core Issue: The University failed to accurately and timely return Title IV funds for students who withdrew or never attended, violating federal regulations.
  • Impacted Requirements: Compliance with 34 CFR 668.22(a)(1) through (a)(5) regarding the return of funds within specified timeframes.
  • Recommended Follow-Up: The University should assess and improve its controls for monitoring Title IV fund returns to ensure timely and accurate processing.

Finding Text

Information on the Federal Program - Student Financial Assistance Cluster, Assistance Listing Number 84.268 Federal Direct Student Loans U.S. Department of Education Program Year 2024-2025. Criteria or Specific Requirement – Special tests and provisions – Return of Title IV Funds (34 CFR 668.22(a)(1) through (a)(5)). Condition - Federal regulations provide the University is responsible for returning funds to ED and student accounts within 45 days of the University becoming aware the student has withdrawn, or 30 days for students that never began attendance. The University's internal control system did not prevent inaccurate returns. Cause - The University's processes did not ensure return of Title IV funds were completed accurately and timely. Effect - The University may not be able to timely detect when returns of funds are required for students who have withdrawn or never began attendance. This could result in late disbursements or over-refunding of return of funds. Questioned costs – $2,443 (This was calculated based on recalculation of refund compared to actual paid.) Context - Out of a population of 109 student refunds with total federal aid received of $1,599,298, a sample of 25 student returns with total federal aid received of $381,257 was selected for testing. One of the selections was over-refunded to the student for Federal Direct Students Loan by $2,443. Our sample was not, and was not intended to be, statistically valid. Identification as a repeat finding – Not Applicable Recommendation: We recommend the University evaluate controls around monitoring return of Title IV funds to determine changes, either on the electronic processes or review processes that should be made to properly capture return of Title IV funds on a timely basis. Views of Responsible Officials and Planned Corrective Action - Management concurs with the finding and recommendation. See further information on the corrective plan provided by management.

Corrective Action Plan

The University had one R2T4 finding that resulted from a unique situation. The Financial Aid Office will conduct a detailed review of the process and incorporate this specific circumstance into its internal audit procedures. By strengthening internal controls within the R2T4 process and enhancing internal audit protocols, the University will further improve overall compliance in this area and maintain its high standard of regulatory compliance.

Categories

Special Tests & Provisions Student Financial Aid Subrecipient Monitoring Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1175759 2025-002
    Material Weakness Repeat
  • 1175760 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $31.38M
84.063 FEDERAL PELL GRANT PROGRAM $4.39M
84.033 FEDERAL WORK-STUDY PROGRAM $521,780
93.732 MENTAL AND BEHAVIORAL HEALTH EDUCATION AND TRAINING GRANTS $418,884
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $340,185
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $338,133
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $312,461
84.116 FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION $116,080
16.525 GRANTS TO REDUCE DOMESTIC VIOLENCE, DATING VIOLENCE, SEXUAL ASSAULT, AND STALKING ON CAMPUS $104,921
10.310 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) $27,760
84.425 COVID-19 EDUCATION STABILIZATION FUND $1,846