Finding 1175608 (2025-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-02-26
Audit: 389443
Organization: La Salle University (PA)

AI Summary

  • Core Issue: The University failed to return Title IV checks outstanding for over 240 days, violating federal regulations.
  • Impacted Requirements: Compliance with 34 CFR 668.164(l)(3) regarding timely return of uncashed checks.
  • Recommended Follow-Up: Review and improve policies to ensure timely returns of outstanding Title IV checks to the Department of Education.

Finding Text

2025 - 004 – Title IV Outstanding Checks Federal Agency: U.S. Department of Education Federal Program Title: Student Financial Assistance Cluster Federal Assistance Listing Number: 84.007, 84.033, 84.063, 84.268 Award Period: 7/1/24-6/30/25 Type of Finding: Significant Deficiency in Internal Control Over Compliance, Other Matters Criteria or specific requirement: The Code of Federal Regulations, 34 CFR 668.164(l)(3) states that an institution that attempts to disburse funds by check and the check is not cashed, the institution must return the funds to the Secretary no later than 240 days after the date it issued that check. Condition: During our testing of Title IV checks, we noted refunds of Title IV financial aid outstanding more than 240 days not returned to the Department of Ed. Questioned costs: $2,304 Context: During our testing, we noted 14 Title IV checks outstanding over 240 days that were not returned to the Department of Education. Cause: The University did not have a process in place to ensure Title IV checks outstanding more than 240 days were returned within the required timeframe. Effect: The University is not in compliance with Department of Education requirements that all student refund checks that are outstanding for more than 240 days be returned to the Department of Education. Repeat finding: The finding is a repeat of a finding in the immediately prior year. Prior year finding number was 2024-004 Recommendation: We recommend the University review its policies and procedures related to outstanding Title IV checks to ensure they are being returned to the Department of Education after being outstanding more than 240 days. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Assistance Cluster – Assistance Listing No. 84.007, 84.032, 84.033, 84.063 Recommendation: We recommend the University review its policies and procedures related to outstanding Title IV checks to ensure they are being returned to the Department of Education after being outstanding more than 240 days. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: La Salle University AVP/Controller and AVP/Student Financial Service have reviewed the finding related to the escheatment of Title IV student refunds and have implemented a formal step-by-step process and policy to ensure compliance going forward. The updated procedure outlines clear responsibilities, required timelines, and documentation standards for processing unclaimed refunds and escheating funds in accordance with federal and state regulations. Staff have been informed of the new process and will follow the documented policy moving forward. Name(s) of the contact person(s) responsible for corrective action: AVP/Controller, Viviana Yang and AVP/Student Financial Service, Michele McDevitt. Planned completion date for corrective action plan: March 31,2026

Categories

Student Financial Aid Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1175599 2025-003
    Material Weakness Repeat
  • 1175600 2025-004
    Material Weakness Repeat
  • 1175601 2025-004
    Material Weakness Repeat
  • 1175602 2025-001
    Material Weakness Repeat
  • 1175603 2025-002
    Material Weakness Repeat
  • 1175604 2025-003
    Material Weakness Repeat
  • 1175605 2025-004
    Material Weakness Repeat
  • 1175606 2025-002
    Material Weakness Repeat
  • 1175607 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $24.51M
84.063 FEDERAL PELL GRANT PROGRAM $6.41M
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $520,214
84.033 FEDERAL WORK-STUDY PROGRAM $273,579
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $255,150
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $97,093
47.050 GEOSCIENCES $40,727
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $26,037
45.161 PROMOTION OF THE HUMANITIES RESEARCH $23,100
93.124 NURSE ANESTHETIST TRAINEESHIP $18,621
16.525 GRANTS TO REDUCE DOMESTIC VIOLENCE, DATING VIOLENCE, SEXUAL ASSAULT, AND STALKING ON CAMPUS $9,295