Finding 1175386 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-02-25

AI Summary

  • Core Issue: The audit report and data collection form were submitted late, missing the deadline of March 31, 2025.
  • Impacted Requirements: This delay resulted in non-compliance with federal reporting requirements under the Uniform Guidance.
  • Recommended Follow-Up: Management should prioritize the audit process and implement monitoring systems to ensure timely completion and submission of reports.

Finding Text

2025 – 001 (2024-001) LATE FILING OF DATA COLLECTION FORM Other Matter U.S. DEPARTMENTS OF EDUCATION Federal Assistance No. 84.425U COVID-19: Education Stabilization Fund Passthrough Agency: New Mexico Public Education Department Award Period: July 1, 2023 – June 30, 2024 Reporting Federal Assistance No. 84.346X & 84.349X COVID-19: ARP Special Education Passthrough Agency: New Mexico Public Education Department Award Period: July 1, 2023 – June 30, 2024 Reporting Federal Assistance No. 84.371 Title I Striving Readers Passthrough Agency: New Mexico Public Education Department Award Period: July 1, 2023 – June 30, 2024 Reporting Condition: The June 30, 2024 audit report and data collection form were not sent to the Federal Audit Clearinghouse before the due date of either 30 days after the release date of the audit report or nine months after the year end (March 31, 2025). The audit report was released from the New Mexico State Auditor on March 9, 2025. The audit report and data collection form were certified and submitted on April 14, 2025. Management’s progress from prior year: Management has made some improvements in this area from the prior year. Criteria: CODE OF FEDERAL REGULATIONS Title 2 Grants and Agreements: § 200.512 Report Submission The audit must be completed and the data collection form and reporting package must be submitted within the earlier of 30 calendar days after receipt of the auditor's report(s), or nine months after the end of the audit period. Effect or potential effect: The report was not available for the filing of the Federal Clearing House report on a timely basis and the District was not incompliance with the reporting requirements of the Uniform Guidance. Questioned Cost: N/A Cause: The completion and submission of the federal reporting package was not done on time due to the audit not be completed in time to allow for the filing of the data collection by March 31, 2025. Recommendation: Management should make the audit a high priority and develop a system of monitoring to ensure that the audit is progressing as expected. Audit documentation should be provided accurate, complete, and timely in order to facilitate a timely completion of the audit. Management should also consider having audit procedures performed, where appropriate, prior to the yearend in order to move up the start time of the audit and increasing the chance of an earlier completion.

Corrective Action Plan

To ensure future compliance with Federal Audit Clearinghouse (FAC) deadlines, the Portales Municipal School District will implement the following milestones: • Milestone 1: Establish an internal compliance calendar that triggers a primary alert 30 days prior to the federal deadline (March 31) and a secondary alert immediately upon the release of the audit report by the New Mexico State Auditor. • Milestone 2: Formalize a coordination protocol between the Finance Department and the external audit firm to ensure the Data Collection Form (DCF) is drafted and ready for certification within 15 days of the state report release. • Milestone 3: Conduct a final review and electronic submission of the report and DCF to the FAC no later than 30 days post-release, ensuring all filings are finalized well before the absolute nine-month deadline. Responsible party(ies) for corrective action(s): Director of Finance Corrective action(s) timeline: January 31, 2026

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 1175382 2025-001
    Material Weakness Repeat
  • 1175383 2025-001
    Material Weakness Repeat
  • 1175384 2025-001
    Material Weakness Repeat
  • 1175385 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $1.32M
84.027 SPECIAL EDUCATION GRANTS TO STATES $862,031
10.553 SCHOOL BREAKFAST PROGRAM $710,772
84.371 COMPREHENSIVE LITERACY DEVELOPMENT $234,508
84.358 RURAL EDUCATION $161,039
10.555 NATIONAL SCHOOL LUNCH PROGRAM $153,226
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $110,526
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $58,844
84.011 MIGRANT EDUCATION STATE GRANT PROGRAM $30,775
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $29,902
84.425 EDUCATION STABILIZATION FUND $8,851
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $2,360