Finding 1174920 (2025-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-02-23
Audit: 388522
Organization: Pasquotank County (NC)

AI Summary

  • Core Issue: One case file lacked the required signature, impacting documentation for eligibility verification.
  • Impacted Requirements: Proper documentation must include a signed application and adherence to guidelines in the Food and Nutrition Services Certification Manual.
  • Recommended Follow-Up: Conduct internal reviews of case files, retrain workers on documentation standards, and ensure all eligibility verification documents are complete and accurate.

Finding Text

Criteria: Food and Nutrition Services case files to require proper documentation be contained in the case record to verify eligibility. The case file should contain a completed, signed (telephonic signature is allowable) and dated Food and Nutrition Services application (DSS-8207 or electronically generated ePASS application). The form must be signed by an adult household member (or an authorized representative), and NC FAST captures the user ID which serves as the worker’s electronic signature. Additionally, employment program participation is required for specified applicants. Eligibility criteria further outlined in Food and Nutrition Services Certification Manual, Section 305 through Section 350. Condition: There was one case lacking the required signature. Questioned Costs: There was no affect to eligibility and there were no questioned costs. Context: We examined 60 out of 2,565 Food and Nutrition Services case files active during the fiscal year to ensure verifications used to determine eligibility were properly documented. Effect: For the active cases, there was a chance that information was not adequately documented or were not accessible NC FAST which affect general adherence to prescribed guidelines. Identification of a repeat finding: This is a repeat finding from the immediate previous audit, 2024-002. Cause: Ineffective record keeping and ineffective case review process, incomplete documentation, and incorrect application of rules for purposes of determining eligibility. Recommendation: Files should be reviewed internally to ensure proper documentation is in place for eligibility. Workers should be retrained on what files should contain and the importance of complete and accurate record keeping. We recommend that all supporting documentation used for eligibility verification be reviewed for completeness and reconciled to the information provided in worker dictation. Views of responsible officials and planned corrective actions: The County agrees with the finding. Supervisors will perform second party reviews to ensure proper documentation is contained in files to support eligibility determinations. Workers will be retrained on what information should be maintained in case files, the importance of complete and accurate record keeping, and reserve calculations.

Corrective Action Plan

The local agency’s internal second party worksheet has been updated according to policy and includes a weighted score for monitoring error trends and patterns for individual staff and the unit. Supervisors complete second party reviews monthly for all staff, hold individual worker conferences monthly to review discrepancies discovered providing instruction as needed. NCFAST Learning Gateway will be utilized if a specified training is available. Targeted training/instruction is provided during monthly team meetings to review errors and provide guidance and instruction to staff for policy and NC FAST functionality updates. Restructure of the units/staff responsible for administration of the Food and Nutrition Services program will be implemented to separate the required functions for case management. The goal will be to streamline workflow processes with managing all three functions (application, processing, case recertification), promote more efficient time management with respect to interviewing and case processing and increase productivity while decreasing errors.

Categories

Eligibility

Other Findings in this Audit

  • 1174919 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.778 MEDICAL ASSISTANCE PROGRAM $2.05M
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $859,332
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $520,903
93.563 CHILD SUPPORT SERVICES $432,563
93.767 CHILDREN'S HEALTH INSURANCE PROGRAM $189,911
93.658 FOSTER CARE TITLE IV-E $132,091
93.667 SOCIAL SERVICES BLOCK GRANT $110,286
97.067 HOMELAND SECURITY GRANT PROGRAM $45,020
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $41,250
93.568 LOW-INCOME HOME ENERGY ASSISTANCE $34,469
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $23,303
16.U99 Federal Bureau of Investigation-Forfeiture Program $15,505
93.556 MARYLEE ALLEN PROMOTING SAFE AND STABLE FAMILIES PROGRAM $9,152
93.659 ADOPTION ASSISTANCE $5,902
16.U99 Patrick Leahy Bulletproof Vest Partnership $5,778
16.111 JOINT LAW ENFORCEMENT OPERATIONS (JLEO) $2,544
93.645 STEPHANIE TUBBS JONES CHILD WELFARE SERVICES PROGRAM $2,163
16.039 RURAL VIOLENT CRIME INITIATIVE $920
93.674 JOHN H. CHAFEE FOSTER CARE PROGRAM FOR SUCCESSFUL TRANSITION TO ADULTHOOD $242