Finding 1174907 (2025-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-02-23
Audit: 388473
Organization: Regional School Unit 74 (ME)

AI Summary

  • Core Issue: Five out of six student removals from the graduation cohort lacked proper administrator approval.
  • Impacted Requirements: The School Unit's procedures do not comply with Uniform Guidance or its own policies.
  • Recommended Follow-Up: Ensure all student removals have documented administrator approval and retain necessary documentation.

Finding Text

2025-001 – U.S. Department of Education, For the Period July 1, 2024, through June 30, 2025, Assistance Listing #84.010 – Title IA Disadvantaged Criteria: Under the Uniform Guidance requirements of grant fiscal management, grant recipients are required to design and implement internal controls to ensure compliance with grant requirements and their own policies and procedures. Statement of Condition: During our testing of controls over removal of students from the graduation cohort, we determined that five out of six removals tested did not have appropriate administrator approval for removal from the cohort. Cause: Although the controls over compliance with cohort requirements were sufficiently designed, there was no verification that the controls had been implemented and that procedures were followed. Effect: The School Unit’s procedures and documents do not meet the requirements of the Uniform Guidance or the School Unit’s own policies and procedures. Recommendation: Management should make sure that documentation is retained for all removals of students from the cohort (for any reason) and should include administrator approval (by signature) on such documentation. Questioned Costs: None

Corrective Action Plan

Management’s response/corrective action plan: RSU 74 acknowledges the findings regarding student enrollment documentation. While the students in question were exited due to legitimate transfers and age-related circumstances, we recognize the importance of maintaining a precise administrative trail. To ensure full compliance with Maine Title 20-A, RSU 74 administrators will implement a secondary review process for all student withdrawals. This will ensure that the State of Maine Dept. of Education exit codes accurately align with supporting documentation, such as signed record releases and Adult Education enrollment confirmations. Furthermore, high school administrative staff will undergo a review of State reporting protocols to ensure data integrity within our student information system.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1174906 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 Title 1A Disadvantaged $444,354
10.555 NATIONAL SCHOOL LUNCH PROGRAM $226,938
84.027 Local Entitlement $217,263
84.425 ESSER 3 - COVID $179,308
10.553 National School Lunch Program - Breakfast Program $117,038
84.358 Title V Part B - Rural Low Income $84,401
10.555 National School Lunch Program - Donated Commodities $32,989
84.425 Learning Loss (Literacy) - COVID $32,092
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $30,165
84.425 Maine Outdoor Learning Initiative (Reverted GEER) - COVID $15,737
10.559 National School Lunch Program - Summer Food Program $8,022
84.010 Title 1A Program Improvement $5,539
84.425 ARP - Homeless - COVID $312