Finding 1174853 (2025-004)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-02-21

AI Summary

  • Core Issue: One expense lacked proper documentation, and another was charged to the wrong grant.
  • Impacted Requirements: Compliance with OPM Cost Accounting Standards and the State of Connecticut Single Audit Act.
  • Recommended Follow-Up: Improve internal policies to ensure all documentation is retained and expenses are charged to the correct grants.

Finding Text

Assistance Listing Number: 93.558 Criteria: The Organization must comply with the cost standards set out at the OPM Cost Accounting Standards. Specifically, allowable costs must be adequately supported by invoices, cancelled checks, wire transfers, or other forms of documentation evidencing a disbursement and substantiating that a cost was incurred by the Organization during the period of the award. Condition: A sample of 40 expenses was selected for testing. During the testing, we identified 1 expense that did not have sufficient documentation to support the amount charged to the grant and another expense that was charged to the incorrect grant. Questioned Costs: Unknown Context: In one case the Organization failed to provide adequate documentation to support amounts charged to a grant and in another, the incorrect grant was charged for a grant expense. Cause: Underlying support as required by the State of Connecticut Single Audit Act was not properly maintained and the wrong grant was charged for an expense. Effect: The effect is that costs charged to the grant could potentially be incorrectly stated and/or misallocated as of year-end. Repeat Finding: No. Recommendation: We recommend management enhance internal policies and procedures to ensure underlying supporting documentation is fully retained going forward and the proper grant is charged. Views of Responsible Officials: Management concurs with the finding. Refer to the separate corrective action plan.

Corrective Action Plan

The senior accountant will review all expenses before posting to the general ledger.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1174848 2025-004
    Material Weakness Repeat
  • 1174849 2025-004
    Material Weakness Repeat
  • 1174850 2025-004
    Material Weakness Repeat
  • 1174851 2025-004
    Material Weakness Repeat
  • 1174852 2025-004
    Material Weakness Repeat
  • 1174854 2025-003
    Material Weakness Repeat
  • 1174855 2025-003
    Material Weakness Repeat
  • 1174856 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $930,982
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $163,769
93.674 JOHN H. CHAFEE FOSTER CARE PROGRAM FOR SUCCESSFUL TRANSITION TO ADULTHOOD $116,850
93.556 PROMOTING SAFE AND STABLE FAMILIES $71,422
10.553 SCHOOL BREAKFAST PROGRAM $41,387
93.669 CHILD ABUSE AND NEGLECT STATE GRANTS $12,500
10.555 NATIONAL SCHOOL LUNCH PROGRAM $4,747