Finding 1174837 (2022-005)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2026-02-20
Audit: 388400
Organization: Insight Chicago, Inc. (IL)
Auditor: RSM US LLP

AI Summary

  • Core Issue: The Company failed to verify that vendors for COVID-19 funds were not debarred or suspended.
  • Impacted Requirements: Compliance with 2 CFR Part 180 regarding procurement and debarment regulations.
  • Recommended Follow-Up: Management should improve processes to ensure proper documentation of vendor verification is maintained.

Finding Text

Identification of the federal program: Assistance Listing Number 21.027 - COVID-19 – Coronavirus State and Local Fiscal Recovery Funds - U.S. Department of Treasury - Federal award identification number – 38080716K and ARPA100007 - Federal award year – 2022 and 2023 Significant Deficiency Criteria: Non Federal entities must not enter into covered transactions with parties that are debarred, suspended, or otherwise excluded. Entities must follow the procurement, suspension and debarment regulations in accordance with 2 CFR Part 180. Condition: The Company was not able to evidence its verification that vendors paid in connection with the Coronavirus State and Local Fiscal Recovery Funds program were not suspended or debarred. Cause: The Company did not implement procedures to retain documentation evidencing the performance of specific internal control activities over compliance. Effect: There is an increased risk of improper use of grant funds. Questioned costs: None. Context: The Company could not provide evidence of suspension and debarment review for program expenditures totaling $2,060,319 of the total $4,144,691 on the schedule of expenditures of Federal awards. Identification as a repeat finding, if applicable: This is not a repeat finding. Recommendation: We recommend management review current processes, polices and procedures to ensure evidence of suspension and debarment verification is properly maintained. View of responsible officials and planned corrective actions: Management agrees with the finding and recommendation.

Corrective Action Plan

Finding: The Company was not able to evidence its verification that vendors paid in connection with the Coronavirus State and Local Fiscal Recovery Funds program were not suspended or debarred. Corrective Actions Taken or Planned: During the testing there was a selection of a vendor we use for Nurse Staffing. We have a signed contract that was reviewed by legal which has a section that is called Compliance with Law. The Legal department manually checks for vendor to ensure they are not on the suspension and debarment list. They now log with the contract that they have verified that the vendor is not on suspension or debarment list. Baseer Tajuddin, head of Insight Legal Department, and his legal team are the responsible parties for ensuring this is remediated.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1174834 2022-004
    Material Weakness Repeat
  • 1174835 2022-005
    Material Weakness Repeat
  • 1174836 2022-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $2.08M